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to accounts which display only opening and dosing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing). a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
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kes no representation as to the accuracy of this information. M essages Pursuant to the Securities Exchange Act of 1934, Pershing (IC (Pershing), a BNY Mellon company, provides individual investors pith certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
CRIM. P. 6(e) CONFIDAENTIAL [Mal if Pel otriwtifietrZraNtitOesiZionlININIII0••• SDW_Cat00047662 DB-SONY-0010486 EF1'A_00158271 EFTA01290299 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of some arbitration forums may impose time limits for bringing a darn in arb
led to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
*Say eI The Unit of New York Melba CspontiNo (MY Melon) Penh...x11C. newt*. FIIRAcitlYtErIM_00047850 DB-SDNY-0010674 EFTA_00158459 EFTA01290487 Important Information and Disclosures (continued) Important Arbitration Disclosures (continued) • The rules of the arbitration forum in which the claim is filed. and any amendments the
ty disposal, and this may be reported on the IRS Form 1099-8. M essa es Pursuant to the Securities Exchange Act of 1934, Pershing I1C (Pershing), a BNY Mellon company, provides individual investors will certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
wiAlenti Event Yew Sinew 2007 DAL MR RATED COMMON1C*710MS IPPOIL I. MCP ...r.t. SDNY_GM_00047938 OB-SDNY-0010762 EFIA_OO158547 EFTA01290575 Important Information and Disclosures (continued) The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial instituti
to accounts which display only opening and closing balances on page one. Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
lent, T.. ° " •1 4). , Mt.'s 1: SDNY_GM_00048154 CONFIDENTIAL — PURSUANT TO FED. R DRIM. P. 6(e) OB-SDNY-0010976 EFTA_00158763 EFTA01290791 Important Information and Disclosures (continued) Important Arbitration Disclosures (contmued) • The arbitrators do not have to explain the reason(s) for their award, unless, in an eli
Credit ratings should not be relied upon as investment advice. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing'sJune Statement of Financial Condition i
er, of TM kelt N Mew Vat Meta Caporation (MY Mellon) Peri Finx 11.C. meet./ FitaAARVizeteM-00047159 DB-SDNY-0009983 EFTA_00157768 EFTA01290028 Important Information and Disclosures (continued) The Role of Pershing (continued) Disclosure Statement, please contact your financial institution. • Pershing is a member of the Secur
Entities connected to both BNY Mellon and Important Information and Disclosures
Pershing
LOCATIONthe Pershing Customer Service Department
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
Jeff Sessions
PERSONthe State of New York
LOCATION
CUSTOMS
ORGANIZATIONthe Options Clearing Corporation
ORGANIZATIONON PERSHING'S
ORGANIZATIONUSAGES
ORGANIZATIONLegal Department
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONTHE CLEARING FACILITY
ORGANIZATIONTAXABLE
ORGANIZATIONPershing LLC
ORGANIZATIONINDEBTED TO PERSHING LLC
ORGANIZATIONPie Chart
ORGANIZATION
Baltimore
LOCATIONClient Service Information
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONBNY MELLON CAPITAL MARKETS
ORGANIZATION