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led to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
O. "AL- Rated Etcdent Every Vex Since 2007 DALBAR RAIEDCOMMUNCATIONS EXCIA CNC( Owing through Amain( Ilt. a Sally owned subsidiary a The brat ar New York Mellon Ccnaatim (OW Melon) Penne. MC. immter Filitactrear 4 t 0000701 DB-SDNY-0012525 EFTA_001603 10 EFTA01291796 Deutsche Bank P.0 Box 1776, Baltimo
- Pateameamt Every Vex Site 2007 DAIJAR WED C0MMUMCATI0NS EXC0ANCt Page . of 9 Omit. Smelt Potting LIC, a wholly owned sulmelMy el Ilie Soak of New York Mellon Cementhan (MY Mellon) Pemba* LLC.inerrtte FIIIRAA141X2P14.1—00049696 DB-SDNY-OO 1252O EFTA_OO1 60305 EFTA01291791 Summary of Gains and Losses
led to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934. Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
30„ CONFIDO. AL- Rated (Kart Every Vex Sae. 2007 DALIAR RATED COMMUNCATICOS Vail CNC( Owing IMO Penting PIC 'Sally owned subsidiary e4 TM brat New York Mellon Calwatim (MY Mellon) Penn.'s MC. 'sent.)ilillAtAWALGM_00049025 DB-SDNY-0011849 EFTA_00159634 EFTA01291278 Portfolio Holdings Disclosures Prici
led to vote than the number of shares in your margin account. Messages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing's June Statement of Financial Condition i
At 00: CONFIDg L Rated (Kant Every Vex Saxe 2007 DAIJAR WED COMMUMCATIM EXCIEILENCt OaresUtoud. habeg LIC, a ally armed subs:Yr/0 The scum of New York Mellon Comonthm OINY Man) Per)tre. C . Int e EllatANIKIS,M_00047787 DB-SDNY-0010611 EFTA_00 158396 EFTA01290424 Deutsche Bank P.O. Box 1776, Baltim
ty disposal, and this may be reported on the IRS Form 1099.8. M essages Pursuant to the Securities Exchange Act of 1934, Pershing LLC (Pershing), a BNY Mellon company, provides individual investors with certain financial information on a semi-annual basis. Pershing'sJune Statement of Financial Condition is
FED. R. CRIM. P. 6(e) CONFIDO L Page — of '9 Rated balks, Cladinfolvour 'Want U.C. a %l ay owned bay Yew Since 2007 subsidiary of The lank or New York Mellon DALIARPATEDCOMMUNICATIONS Corporation 18NY Mellon) LXCWINCE P.”11,4ng LK. mnnxt Flt•RA.AWA219M—00046539 DB-SDNY-0009363 EFTA_00 157 WA EFTA012
LOAR RATIO COMMUNICATOM EXCLUENCE Page 1 of e Miming through Mullion LLC. a wholly corned solnickery or The Soak or New York Mellon Cooperation (BNY Mellon) Pesten MC. money ROMA. 5:K CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083026 CONFIDENTIAL SDNY_GM_0022921 0 EFTA01383331
..re Every Yew Since 2007 OALOAR RATIO COMMUNICATOM EXCLUENCE Page 1 of e Miming through Mullion LLC. a wholly corned solnickery or The Soak or New York Mellon Cooperation (BNY Mellon) Pesten MC. money ROMA. 5:K CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0083026 CONFIDENTIAL SDNY_GM_0022
LOAR RATIO COMMUNICATOM EXCLUENCE Page 1 of e Miming through Mullion LLC. a wholly corned solnickery or The Soak or New York Mellon Cooperation (BNY Mellon) Pesten MC. money ROMA. 5:K CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084334 CONFIDENTIAL SDNY_GM_0023051 8 EFTA01384246
..re Every Yew Since 2007 OALOAR RATIO COMMUNICATOM EXCLUENCE Page 1 of e Miming through Mullion LLC. a wholly corned solnickery or The Soak or New York Mellon Cooperation (BNY Mellon) Pesten MC. money ROMA. 5:K CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084334 CONFIDENTIAL SDNY_GM_0023
greement (the "Administration Agreement") with The Bank of New York Mellon, a corporation organized under the laws of the State of New York, through BNY Mellon Alternative Investment Services, its alternative investment services group (the "Administrator), to perform all general administrative tasks for th
Alpha Group Capital Paul Barrett 12. ADMINISTRATOR The Partnership has entered into an agreement (the "Administration Agreement") with The Bank of New York Mellon, a corporation organized under the laws of the State of New York, through BNY Mellon Alternative Investment Services, its alternative investment ser
Entities connected to both BNY Mellon and New York Mellon
Pershing
LOCATION
Baltimore
LOCATIONthe State of New York
LOCATIONthe Options Clearing Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATIONLegal Department
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
Jeff Sessions
PERSONUSAGES
ORGANIZATIONON PERSHING'S
ORGANIZATIONTHE FEDERAL RESERVE SYSTEM
ORGANIZATION
CUSTOMS
ORGANIZATIONThe European Central Bank
ORGANIZATIONPershing LLC
ORGANIZATIONTHE BOARD OF GOVERNORS OF
ORGANIZATIONJersey City
LOCATIONTHE CLEARING FACILITY
ORGANIZATIONMoney Market Fund
ORGANIZATIONTAXABLE
ORGANIZATIONClient Service Information
ORGANIZATION