4
Shared Docs
4
Same-Page
4 / 4
Mentions
n tor transfer moot secures that we 'Novi* to the mutual kinds. Thew kern geocralle are pad from investor awes in the mutual kind and are a freed Jolla amount based an tie number of accounts at the broker-dealer holdng maul lends ot that fund CONFIDENTIAL — h Arleen to coentscni received n connenc
eark and other corrwersalith from rnsual finds and nannce companies whose voids we *tribute. - We resits an annual he from UBS Bak LEA and USS AG Stanford Blanch of up to $zs per accost sweeping to the barks under the UBS BM Sweep Frowns Activity hbrmation mood& <unmakes and otter charges Muted in conned&
tion For Nadir agent woke; that we Fronde to the rukal funds. Thew fees generally are pad from insestor assets in the mutual kind and are a heed Jolla amount based an tie nutter of accounts at the broker-dealer holdng mewl lin& of that fund fmiy CONFIDENTIAL — e, aide& to conmesscro received n c
otkro and other comperwairon from mutual finds and neto(e Companies whose product we datn1OUte• — We mat an anal fee from UBS Bait LOA and U36 AG Stanford Blanch of up to szs per accost swephg to the barks under the UBS Bait Sweep Frogman Activity hbrinationregadrigoannissars and otter chart homed n conne
on for transfer agent serviies that we prod* to the mutual bra Thew Ives generally are pad from investor assets h the mutual fund and are a fated Jolla amount based an tie number of accounts at the broker-dealer holdng (mewl IBM of that fund CONFIDENTIAL — h aide co 10 CrimenCni Maned n connecicn
g commetto and other cornea-swim from rnsual knit and rata, competes whose vortices we distribute. - Wetmore an anal fee from UBS Bark USA and AG Stanford Blanch of up to szs per accost vamping to the barks under the UBS Bait Sweep Fragrant Activity &tarlatan Tasting commentsand otter 011agel Warred f. co
for transfer agent serves that we provide to the mutual fads. These lees generally are pad from imestor assets in the nutual fund and are a fried Jolla mount based an the nutter of accounts at the broker-dealer holdng matte lads ot that fund fangs. CONFIDENTIAL — h arkle on to crimson; received n
an: kris and other camerae:onfrom missal fads and (nuance companies whose prod es we attribute. - Weimere an anal fee from UBS Bak USA and UTS AG Stanford Blanch of up to szs per accost sweeping to the barks under the UBS Bs* Sweep Frogrann. Activity hbiznatim regudng cams:seats and other charge nand n co
Entities connected to both Jolla and Stanford Blanch

Ghislaine Maxwell
PERSON
Condoleezza Rice
PERSON
Vicky Ward
PERSONRussell 3000
ORGANIZATIONNnandal
ORGANIZATIONHarbor Boulevard
LOCATION
Stanford University
LOCATIONWeehawken
LOCATIONLOS AG
ORGANIZATIONCayman
LOCATION
George W. Bush
PERSON
Puerto Rico
LOCATIONUPS AG
ORGANIZATIONWS AG
ORGANIZATIONMance
PERSONDoug Band
PERSON
U.S. Treasury
ORGANIZATIONMaxie
PERSONUnion City
LOCATION
Joi Ito
PERSON