6
Shared Docs
6
Same-Page
6 / 8
Mentions
to date (S) Dividends 46.62 335.87 Total current year $46.62 $335.87 Total dividend & interest $46.62 $335.87 Summary of gains and losses Yates reported below exclude products for wroth gent and losses are liOldalified. Realized gains and losses Unrealized November 2014 (5) Year to date
r Sweep Options are mductdin the openng and closing bdances was. FCC Insurance applies only to deposits at UBS Rank USA, not to deposits at LOS AG, Stamford &cinch or bank deposits placed throw-1i the UBS International Depose Account program SIP( protection applies to Monty market sweep fund nestlings but
ns may be subject to a transfer fee. UBS Sweep Options UBS offers options for kimono cash bine; balances to bat deposits al UBS Bat USA and LES AG Stamford birch (Bank Sweep Pregame, moneymid* inAual krds (Many Fut) and the Intonational Depose Accotnt (OAK( customers with an International Resource Mt
iah controlled by (and itbided it your account value) but held away from US$Fine-nil Services (e.g.. certain(* cash at UBS Bak (il cad, at LES AG Stanlord bunch (I) insure-a want. including variable enmities. and 06 shires of mutual finds where such Mares are registered diedly h the name of the accou
nt year $2,126.42 $20,021.60 Prior year adjustment 0.00 1,404.46 Total dividend & interest $2,126.42 $21,426.06 Summary of gains and losses Yates reported below exclude poducts for which gam and losses ate not a/60M. Realized gains and losses Unrealized November 2015(5) Year to date (5)
not troy to • C 'nastier assets controlled try (and nausea near account viuMbut heal away rom Soon Ceg. anan H cat X IBS Bark (i)ca;h arLISS AG Stamford brans. BD aerate moats. nclarig 'daub* newts ad 04 shwas of Tsui lends 'awe sun shales re mgeerel dray n the nine 0 the oar" hotia on thebrats and
ot* °nine Sonny* a by comactaa you Fria tat Adasor Mesa overview • Vete of you ecc000dpartio* Net of ashes and • Auto. Modes asiabble cash beats. Yates for festritted taut* (est ). and Cdobal Tent Denotes, venhad mai to market and cense, 06101 not held by Leann Dots not nark usaccd seositerinat
ing ~waken rid olive canceredson Pen maul !Lands acid mac* <CMpanin Mara products we darke.d• - Yee recsn an mu) , lee from LES Bak USA and MS AG Stamford Pasha se Ie 125 per sane inseam) so he banks~ the It% Brit Sand /warn Activity Information regadnaanunnwris and ether togn marred an cannon net
ances a by antactaA hat Enrol Admor Aaeottoverviow • Vete of you accounepam1/444 Pitt of asset rid Baal tin. • Asses hcludes mead* <ash brances. Yates for festrided wont/ fettled Gobs Tent Departs, venalged marts to retake, and (elan /Men not held by the rem Does not nclade acid seasibelassels
Argo! bags pxlcptng re the UBS -Wised Program ar•FDC-ntwal n accordance wtheirc for mot riomnbon. please est wow Ida. re. Deposit 4«arlf MUDS AG Stamford arch ird tors of Natty firth re not hidedby no FOC. Barn deposits ay not protected by SIPC May rded thins we protected by SIPC See "LOS Inane.' Smi
Certain stir-dared crotch have not been registered wih the Securities and Excha- Commission a under am, state securties laws. We provide estimated Yates for private investment wait is and structured products for riformatiarul purposes only. Accesacy knot guaranteed. - These values may differ ebstan
• C two train taws controlled tot(an.S heisted n pat account value) but held awayfroml5SFinndal Service, tag man fecal, alLIBS Bark (Jca;h MU% AG Stamford branch. (d) mutate macs nclaing variable whales. ad 04 Owes of mutual knot acre rah shaves ere mattered *welly es re nant 01 the anal hone on Theb
ony Stavner (murder of three tourists in Yosemite) 2001-2006 Consultant to the Office of the District Attorney, Harris County, Texas, in Texas v. Yates (mother charged with drowning her five children) 2002-2004 Consultant to the United States Attorney's Office, Cedar Rapids, Iowa, in U.S. v. Held
hilip Morris, Tucker's Town, Bermuda, May 10, 1995 First Data, Denver, CO, June 8-9, 1995 Corning, Inc., Corning, NY, June 14-15, 1995 GE Capital, Stamford, CT, June 20, 1995 3M Company, Monticello, MN, July 20-21, 1995 National Semiconductor, Sunnyvale, CA, August 22, 1995 American Express, Chaska, M
Entities connected to both Yates and Stanford University

Lesley Groff
PERSON
Jeffrey Epstein
PERSON
Ghislaine Maxwell
PERSON
George W. Bush
PERSON
United States
LOCATION
Vicky Ward
PERSON
Condoleezza Rice
PERSON
Marc Rich
PERSON
NEW YORK NY
LOCATION
Prince Andrew
PERSON
Prince Charles
PERSON
Michael Jackson
PERSONLeon Black
PERSON
Julie K. Brown
PERSONRussell 3000
ORGANIZATION
Donald Trump
PERSONDoug Band
PERSON
Joi Ito
PERSON
UBS AG
ORGANIZATIONLOS AG
ORGANIZATION