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Document Mentions (3 shared documents)
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e documentation for this account is available for review on the shared drive via the following path: LACentral_Functions_Compliance \Comp-nyseccom \ Varela \ AML\ Pending Investigations, EDD, EDfts \Southern Financial LLC \ Research Findings (LEXIS/GOOGLE SEARCHES) — • Southern Financial LLC is a pri
Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment Vehicle, which is considered High risk. Note: The documentation for this accoun
2 mentions1 same-page
Page ?Same page
e documentation for this account is available for review on the shared drive via the following path: LACentral_Functions_Compliance \Comp-nyseccom \ Varela \ AML\ Pending Investigations, EDD, EDRs\Southern Financial LLC\ Research Findings (LEXIS/GOOGLE SEARCHES) — • Southern Financial LLC is a privat
Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment Vehicle, which is considered High risk. Note: The documentation for this accoun
2 mentions1 same-page
Page ?Same page
documentation for this account is available for review on the shared drive via the following path: L:\Central_Functions_Compliance \Comp-nyseccom \ Varela \ AML\ Pending Investigations, EDD, EDRs\Southern Financial LLC\ Research Findings (LEXIS/GOOGLE SEARCHES) — • Southern Financial LLC is a privat
Level II country, as the result of a New Client Adoption request to open a Global Markets relationship. The below is for your review and approval. Nature of Escalation — • The escalation is due to the client being a Private Investment Vehicle, which is considered High risk. Note: The documentation for this accoun
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Mutual Connections (8)
Entities connected to both Varela and Nature of Escalation
Jeffrey Epstein
PERSON5 w/ Varela·3 w/ Nature
Global Markets
ORGANIZATION3 w/ Varela·4 w/ Nature
Private Investment Vehicle
ORGANIZATION3 w/ Varela·4 w/ Nature
Southern Trust Company
ORGANIZATION3 w/ Varela·3 w/ Nature
EDRs\Southern Financial
ORGANIZATION2 w/ Varela·3 w/ Nature
WS
Wayne Salit
PERSON2 w/ Varela·3 w/ Nature
DS
Dmitri Saks
PERSON2 w/ Varela·3 w/ Nature
J. Epstein & Co.
ORGANIZATION2 w/ Varela·2 w/ Nature