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Todd Stevens Sent: 11/9/2016 6:20:17 PM To: Stewart Oldfield Subject: FW: High Risk KYC Request: So
From: Todd Stevens Sent: 11/9/2016 6:20:17 PM To: Stewart Oldfield Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 (I) Classification: For internal tree only From: Daniel Sabba Sent: Wednesday, November 09, 2016 6:18 PM To: Todd Stevens; Zbynek Koz
e blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Todd Stevens Sent: Wednesday, November 09, 2016 06:20 PM To: Stewart (Ydfield Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal use only From: Daniel Sabba Sent: We
From: Stewart Oldfield Sent: 11/9/2016 9:03:00 PM To: Todd Stevens Subject: Re: High Risk KYC Request: Southern Financial, LLC - CRDS ID: Classification: For Internal Use Only Thanks. Let me know what they need my help with. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust
4, 2016 10:32 AM To: Todd Stevens; Daniel Sabba; Stewart Oldfield Cc: Darlene Zong Subject: RE: High Ris
From: Daniel Sabba Sent: 11/16/2016 8:49:46 AM To: Zbynek Kozelsky Subject: FW: High Risk KYC Request: Southern Financial, LLC - CRDS ID: 1007406812 (I) Classification: For internal use only From: Todd Stevens Sent: Wednesday, November 16, 2016 8:14 AM To: Vahe Stepanian Cc: Darle
Entities connected to both Martha Stewart and LLC - CRDS ID

Stewart Oldfield
PERSONDeutsche Bank Securities Inc.
ORGANIZATIONVahe Stepanian
PERSON
Daniel Sabba
PERSON
Deutsche Bank
ORGANIZATION
Ghislaine Maxwell
PERSONZbynek Kozelsky
PERSONTodd Stevens
PERSONDarlene Zong
PERSONMichael Valencia
PERSON