Document Mentions (3 shared documents)

EFTA01291029

3 mentions1 same-page

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in USD Casn. Money Funds, and Bank Deposits. Prier Year-End Lag Period This Period % Allcation CONFIDENTIAL — PURSUANT TO FED. R CRIM. P. 6(e) Pagel o16 Rated [...Mont A0097 94CSF 3001, GO paperless `,very Yoe, Sint* 2007 OiLL0AR RATCD COMMUNICATPDhtS C ONIFIDArvnAL EXC/1 10.40! et a rlaw

rn. Pershing's contact information is as follows: Pershing LLC; Legal Department; One Pershing Plaza; Jersey City, New Jersey 07399; (201)413-3330. Paget of 6 Account um ber: Rated Cmyllont tray Van SW. 2007 DM0 6°A PaPerless OAS0MI MUD COMMUNICATIONS J EPSTEIN VIC ONNDS F IDriscriAL TXCII IMO/

TERN CORP FCU •50,00000 LSD USD999997 11/04/14 FEDERAL FUNDS SENT FMRWINDS CREDIT UNI -1.170.00 USD US0999997 11/18/14 FEDERAL FUNDS SENT HSBC BANK USA, NA .50,00000 LSD USD999997 Total Cash Withdrawals and Deposits • UNITED STATES DOLLAR 0.00 -101,170.00 N oney M a rket Funds 11/03/14 MONEY

EFTA01290563_sub_001 - EFTA01290563_100

2 mentions1 same-page

Page ?Same page

provided that the client account is not subject to restriction under Regulation T or that such withdrawal wil not cause an under-margined condition. Pagel of 14 Account Nun Der Mal [malls nil Go paperless Every Vest Woes 2007 t H DAL BAR RATED COMMUN CATIONS CONFIDENTIAL - PURSUANT TO FED. R P.

PD 36242D7X5 10/25/14 Total Distributions • UNITED STATES DOLLAR 0.00 2,725.99 Cash Withdrawals and Deposits 10106114 FEDERAL FENDS RECEIVED HSBC BANK USA, NA 09422 38,485,359.65 USD USD999997 Total Cash Withdrawals and Deposits- UNITED STATES DOLLAR 0.00 38,465,359.65 Money Market Funds 10107/1

EFTA01290854_sub_001 - EFTA01290854_100

2 mentions1 same-page

Page ?Same page

on is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201)413-3330. Errors and Omissions excepted. Pagel) of 9 Account kum tier. N4G-024943 Go paperless rhE NAL e - CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) FAZE Tlt& ONFI ID-EN Matadi [mallar

O 118.500 00 L.S0 Total Dividends and Interest • U.S. DOLLARS 0.00 208,339.74 Cash Withdrawals and Deposits 10127116 FEDERAL PLN DS RECEIVED HSBC BANK USA. NATIO 46344 8,186,980.88 USD USD999997 Total Cash Withdrawals and Deposits • U.S. DOLLARS 0.00 8,186,980.0 Total Value of Transactions The p