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151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 D•ul 3:03 tank Immo Ve011. Maanorntel 1•44.1% 031•••i* (mown Devlicte Rank 13-3epee$113. New I(°. Office 143 Pea Annum. nth Hoot New
MPAVNICA71076 EXCELLENCE Marts through PentaboOLC. • wholly and subsiSin of The BIS al Ni. V.4 Mellen Comoration (INY Male.) PtiSfat LLC. motto( MLR& NYSE SIPC DB-SDNY-0082994 SDNY_GM_00229178 EFTA01383299
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Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disc
MPAVNICA71076 EXCELLDICE Cleats through Pin LW. • wholly coned subskrun of The Bakal New York Mellon Comoration (WY Mellen) PCISrat LLC. motto( MLR& NYSE SIPC DB-SDNY-0065661 SDNY_GM_00211845 EFTA01372062
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151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 ne„--ne aid Ixoeisc M arch 1, 2019 - M arch 31, 2019 SOUTHERN FINANCIAL LLC Dividend income Current Period Taxable Non Taxable T
IOCOMPAVNICA71076 EXCELtDKE Cleats Meech Penabet LW. • wholly *ad sbtle:run of The Bakal Ni. YM Make Corporation (WY Mellen) PCISrat LLC. motto( MLR& NYSE SIPC DB-SDNY-0065696 SDNY_GM_00211880 EFTA01372095
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Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Transactions by Type of Activity (continued) Process Settlement Dale Activity Type Dividends and Interest 02107119 MONEY MARKET FUN
MAR MTIOCOMPAVNICA71076 EXCELLENCE Cleats through Ponabos 210.6,44y *ad subsifun of The BIS al Ni. YM Make Comoration (WY MAW Person LLC. member MLR& NYSE SIPC DB-SDNY-0084306 SDNY_GM_00230490 EFTA01384224
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151 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DO LLA RS (continued) January 1, 2019 - January 31, 2019 SOUTHERN FINANCIAL LW Unrealized Estimat
RA TM COMPAVNICA71076 EXCELIDKE Cleats through Pin LW. • wholly sword subsifun of The Bakal New Yea Man Comorafion (WY MAW PCISrat LLC. motto( MLR& NYSE SIPC DB-SDNY-0084403 SDNY_GM_00230587 EFTA01384296
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Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Schedu e of Rea zed Gans and Losses Curren Period (continued) February 1, 2019 - February 28,2019 SOUTHERN FINANCIAL LW W hen you repor
COMPAVNICA71076 EXCELLENCE Marts through PentaboOLC. • wholly awed subsifun of The Bakal Ni. Yea Malmo Comoration (WY Melon) PCISrat LLC. member MLR& NYSE SIPC DB-SDNY-0084420 SDNY_GM_00230604 EFTA01384308
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