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Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 SOUTHERN FINANCIAL LLC 6 10 0 RED HOOK QUAKER B3 ST THOMASVI 00802 0.1616116 Lint Miser II/n1, li.111.411•11 <poet. it 61111: 0•6111/
k P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) December 1,2018 - December 31,2013 BOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
on Ceeporatfon (MY Melba) Itratint meter FINItA.Wcilha," 00046569 DB-SDNY-0009393 EFTA_00 I 57 178 EFTA01289541 a Deutsche Bank P.O Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Clete Acquired EQUITIES (continued) Preferred Stocks (Usted by expiration date
sche Bank P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) June 1,2018 - June 30,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
CaveratIon OM Mellon) Pen. 'mg U.C. ertn—bn Ithito..%WhiGM-00046669 DB-SDNY-0009493 EFTA_00 157275 EFTA01289641 Deutsche Bank P.O. Box 1 7 76, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLARS (continued) Date Acquired FIXED INCOME (continued) Corporate Bonds (continued) EXELA INTE
nk P.O. Box 1776, Baltimore, MD 21203 Important Information and Disclosures (continued) January 1,2018 - January 31,2018 SOUTHERN FlNA NCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disc
P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disc
P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disc
P.O. Box 1776, Baltimore, MD 21203 moor; ant Information and D aclosures (continued) December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Important Arbitration Disclosures (continued) panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbi
Entities connected to both Baltimore and Important Arbitration Disclosures
Pershing
LOCATIONPCISrat LLC
ORGANIZATION
Ghislaine Maxwell
PERSON
Bill Clinton
PERSONLegal Department
ORGANIZATIONPershing LLC
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATIONthe Pershing Customer Service Department
ORGANIZATION
Princess Diana
PERSONJersey City
LOCATION
Condoleezza Rice
PERSON
Mike Pence
PERSON
Angela Merkel
PERSONthe State of New York
LOCATIONInterest - U.S. DOLLARS
ORGANIZATION
Deutsche Bank
ORGANIZATIONMoney Market Fund
ORGANIZATIONPie Chart
ORGANIZATION
Jeff Sessions
PERSONDoug Band
PERSON