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the new chief executive and a former colleague from Merrill, Mr Fleming steered the wealth division through a tricky merger with Citigroup's Smith Barney unit, more than doubling pre-tax margins. It was in 2013, just after the bombing at the Boston marathon, that he decided to become a proper runn
of an old cinema newsreel. He has big plans to grow, opening offices in California, Texas, Florida and Illinois, on top of the current bases in New York, Washington and Boston. Within five years, he says, assets under management could top $100bn, up about eight times from the current level. He
VE YOU LOST MORE THAN $100,000 IN THE STOCK MARKET? I WE ARE STILL ACCEPTING CASES INVOLVING LOSSES FROM 2000 THROUGH 2006. I Did Merrill Lynch, Smith Barney, Morgan Stanley, UBS (PaineWebber), Wachovia, CIBC Oppenheimer, i K.W. Brown Investments or your Broker... i 1. Fail to generate INCOME during yo
er surging more than 10-fold in 2002 to 2005 on optimism they might be- come profitable, shares of Washington-based XM, the largest operator, and New York-based Sirius have plunged. XM (Nasdaq: XM- SR. S12.02) is down about 57 percent this year. Sirius (Nasdaq: SIRE, 83.94), has a declined roughly
seat on the New York Stock Exchange, in 1967, founder of Muriel Siebert & Co., a discount brokerage, and the first female superintendent of banks for New York State. Died Aug. 24 of complications from cancer. Eric T. Miller, 85. The former chief investment officer for New York-based Donaldson Lufkin & Jenrette,
Page: HOUSE_OVERSIGHT_013294 →Lloyd, 64. A third-generation banker who started her career in the early 1970s when few women worked on Wall Street and rose to managing director at Smith Barney. Died Nov. 11 of cancer. John Tavener, 69. The U.K. composer best known for works such as “Song for Athene,” played at the funeral of Diana, Princes
Page: HOUSE_OVERSIGHT_013300 →Entities connected to both Smith Barney and New York

Jeffrey Epstein
PERSON
Ghislaine Maxwell
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Prince Andrew
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Donald Trump
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George W. Bush
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Bill Clinton
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Marc Rich
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New York City
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Joe Biden
PERSONMaria Farmer
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Woody Allen
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Barry Diller
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Colorado
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Philadelphia
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Michigan
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Vladimir Putin
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North Carolina
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India
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Baltimore
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San Diego
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