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Document Mentions (3 shared documents)
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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
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Mutual Connections (126)
Entities connected to both UBS AG and the Monetary Authority's
Ghislaine Maxwell
PERSON165 w/ UBS·2 w/ the
United States
LOCATION78 w/ UBS·3 w/ the
Cayman
LOCATION48 w/ UBS·3 w/ the
Marc Rich
PERSON44 w/ UBS·3 w/ the
Samantha Power
PERSON34 w/ UBS·3 w/ the
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION21 w/ UBS·3 w/ the
New York
LOCATION19 w/ UBS·3 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·3 w/ the
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ the
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ the
Internal Revenue Service
ORGANIZATION13 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION11 w/ UBS·3 w/ the
the State of New York
LOCATION11 w/ UBS·2 w/ the
Lehman
ORGANIZATION10 w/ UBS·3 w/ the
UBS Fund
ORGANIZATION9 w/ UBS·3 w/ the
UBS Fund Advisor
ORGANIZATION8 w/ UBS·3 w/ the
Millennium
ORGANIZATION8 w/ UBS·3 w/ the
Ernst & Young LLP
ORGANIZATION8 w/ UBS·3 w/ the
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ the