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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
he II-79 CONFIDENTIAL UBSTERRAMAR00004082 EFTA00239414 FOR EXISTING INVESTOR USE ONLY General Partner, Millennium International Management and Millennium Global Estate GP is registered with the CFTC as a commodity pool operator ("CPO"), as a commodity trading advisor ("CTA") and is a member of the U.S. National Futur
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ation. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Millennium Global Estate GP, is registered under the CEA as an associated person and a principal of each of the General Partner, Millennium International Management and Millen
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ation. In addition, Israel Englander, the managing member or control person of each of the General Partner, Millennium International Management and Millennium Global Estate GP, is registered under the CEA as an associated person and a principal of each of the General Partner, Millennium International Management and Millen
Entities connected to both UBS AG and Millennium Global Estate GP

Ghislaine Maxwell
PERSON
United States
LOCATIONCayman
LOCATION
Marc Rich
PERSON
Samantha Power
PERSON
JPMorgan Chase
ORGANIZATION
Department of Justice
ORGANIZATION
New York
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Federal Reserve
ORGANIZATIONUBS Securities LLC
ORGANIZATION
Internal Revenue Service
ORGANIZATION
Fannie Mae
ORGANIZATIONthe State of New York
LOCATIONLehman
ORGANIZATIONUBS Fund
ORGANIZATIONUBS Fund Advisor
ORGANIZATION
Millennium
ORGANIZATIONErnst & Young LLP
ORGANIZATIONCease & Desist
ORGANIZATION