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Document Mentions (4 shared documents)
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he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"), a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the
es 11-52 The Fund's Investment Program and Description: Brokerage I1-58 The Fund's Investment Program and Description: Leverage and Loans II-61 The Fund's Risk Management Program II-61 The Master Partnership's Fees and Expenses II-62 Related-Party Transactions and Other Accounts; Conflicts 11-64 Certain Tax Matters Relat
2 mentions1 same-page
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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ncial products that relate to investment in investment funds increases, Millennium will continually evaluate new sources of financing and leverage. The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
llennium will continually evaluate new sources of financing and leverage. ML281817-MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00002467 EFTA00238023 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
Sponsored
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ases, Millennium will continually evaluate new sources of financing and leverage. -MAXWELL II-5I CONFIDENTIAL UBSTERRAMAR00001414 EFTA00237060 The Fund's Risk Management Program Millennium maintains an investment risk assessment and management program designed to identify, measure, monitor, manage and report on the market r
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Mutual Connections (141)
Entities connected to both UBS AG and The Fund's Risk Management Program
Ghislaine Maxwell
PERSON165 w/ UBS·2 w/ The
United States
LOCATION78 w/ UBS·4 w/ The
U.S. Treasury
ORGANIZATION67 w/ UBS·2 w/ The
Cayman
LOCATION48 w/ UBS·5 w/ The
Marc Rich
PERSON44 w/ UBS·4 w/ The
Samantha Power
PERSON34 w/ UBS·3 w/ The
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ The
New York
LOCATION19 w/ UBS·5 w/ The
Department of Justice
ORGANIZATION21 w/ UBS·3 w/ The
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·4 w/ The
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ The
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ The
Internal Revenue Service
ORGANIZATION13 w/ UBS·3 w/ The
Fannie Mae
ORGANIZATION11 w/ UBS·3 w/ The
Millennium
ORGANIZATION8 w/ UBS·5 w/ The
UBS Fund
ORGANIZATION9 w/ UBS·4 w/ The
Ernst & Young LLP
ORGANIZATION8 w/ UBS·5 w/ The
Lehman
ORGANIZATION10 w/ UBS·3 w/ The
the State of New York
LOCATION11 w/ UBS·2 w/ The
UBS Fund Advisor
ORGANIZATION8 w/ UBS·4 w/ The