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Document Mentions (4 shared documents)
2 mentions1 same-page
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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
, and the Connecticut Department of Banking in connection with their investigations of the global foreign exchange markets. The Federal Reserve and the Connecticut Department of Banking jointly issued an order finding that UBS AG engaged in unsafe and unsound banking practices related to its FX business. Pursuant to the terms of the
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Mutual Connections (127)
Entities connected to both UBS AG and the Connecticut Department of Banking
Ghislaine Maxwell
PERSON165 w/ UBS·3 w/ the
United States
LOCATION78 w/ UBS·4 w/ the
Cayman
LOCATION48 w/ UBS·3 w/ the
Marc Rich
PERSON44 w/ UBS·3 w/ the
Samantha Power
PERSON34 w/ UBS·4 w/ the
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION21 w/ UBS·4 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·4 w/ the
New York
LOCATION19 w/ UBS·3 w/ the
Federal Reserve
ORGANIZATION16 w/ UBS·4 w/ the
UBS Securities LLC
ORGANIZATION14 w/ UBS·4 w/ the
Internal Revenue Service
ORGANIZATION13 w/ UBS·4 w/ the
Fannie Mae
ORGANIZATION11 w/ UBS·4 w/ the
Lehman
ORGANIZATION10 w/ UBS·4 w/ the
the State of New York
LOCATION11 w/ UBS·2 w/ the
UBS Fund
ORGANIZATION9 w/ UBS·4 w/ the
UBS Fund Advisor
ORGANIZATION8 w/ UBS·4 w/ the
Cease & Desist
ORGANIZATION7 w/ UBS·4 w/ the
Ernst & Young LLP
ORGANIZATION8 w/ UBS·3 w/ the
Millennium
ORGANIZATION8 w/ UBS·3 w/ the