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Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
eports with the SEC. These reports are available through the SEC's EDGAR database, which can be accessed through the SEC's web site (www.sec.gov). Broker-Dealer and Other Similar Registrations. Millennium has in the past had a broker-dealer entity registered under the Exchange Act and may in the future have
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Mutual Connections (127)
Entities connected to both UBS AG and Broker-Dealer
Ghislaine Maxwell
PERSON165 w/ UBS·2 w/ Broker-Dealer
United States
LOCATION78 w/ UBS·3 w/ Broker-Dealer
Cayman
LOCATION48 w/ UBS·3 w/ Broker-Dealer
Marc Rich
PERSON44 w/ UBS·3 w/ Broker-Dealer
Samantha Power
PERSON34 w/ UBS·3 w/ Broker-Dealer
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ Broker-Dealer
Department of Justice
ORGANIZATION21 w/ UBS·3 w/ Broker-Dealer
New York
LOCATION19 w/ UBS·3 w/ Broker-Dealer
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·3 w/ Broker-Dealer
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ Broker-Dealer
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ Broker-Dealer
Internal Revenue Service
ORGANIZATION13 w/ UBS·3 w/ Broker-Dealer
Supreme Court
ORGANIZATION13 w/ UBS·2 w/ Broker-Dealer
Fannie Mae
ORGANIZATION11 w/ UBS·3 w/ Broker-Dealer
the State of New York
LOCATION11 w/ UBS·2 w/ Broker-Dealer
Lehman
ORGANIZATION10 w/ UBS·3 w/ Broker-Dealer
UBS Fund
ORGANIZATION9 w/ UBS·3 w/ Broker-Dealer
Ernst & Young LLP
ORGANIZATION8 w/ UBS·3 w/ Broker-Dealer
UBS Fund Advisor
ORGANIZATION8 w/ UBS·3 w/ Broker-Dealer
Millennium
ORGANIZATION8 w/ UBS·3 w/ Broker-Dealer