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k The NASDAQ OMX Group Manpower Inc. Troika Dialog Group Centre for European Policy Studies (CEPS) eSolar Inc. Newsweek RWE AG YouTube Inc. UBS AG Egon Zehnder International ABB Ltd Tsinghua University Youth Business China Grupo ABC Columbia University The Financial Times Russian Federat
ive Officer Chief Executive Officer Chief Executive. Designate Executive Vice-President, Corporate Affairs Associate Professor of Strategic and International Management and Entrepreneurship Group Editor, English News The Roland Berger Chaired Professor in Business and Technology President and Chief Executive Off
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
nt entity) and apply the proceeds toward the discharge of the loans. These loans have been structured in a way that seeks to ensure that Millennium International Management does not receive any additional pecuniary benefit from owning these entities. The ownership structure of these entities may change from time to time
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ia Entity) and apply the proceeds toward the discharge of the loans. These loans have been structured in a way that seeks to ensure that Millennium International Management does not receive any additional pecuniary benefit from owning ML281817-MAXWELL 11-58 CONFIDENTIAL UBSTERRAMAR00002474 EFTA00238030 the Asia En
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ia Entity) and apply the proceeds toward the discharge of the loans. These loans have been structured in a way that seeks to ensure that Millennium International Management does not receive any additional pecuniary benefit from owning 11= -MAXWELL 11-58 CONFIDENTIAL UBSTERRAMAR00001421 EFTA00237067 the Asia Entiti
Entities connected to both UBS AG and International Management

Ghislaine Maxwell
PERSON
United States
LOCATIONCayman
LOCATION
Marc Rich
PERSON
Samantha Power
PERSON
Alan Dershowitz
PERSON
JPMorgan Chase
ORGANIZATION
Department of Justice
ORGANIZATION
Morgan Stanley
ORGANIZATION
New York
LOCATIONthe Securities and Exchange Commission
ORGANIZATION
Prince Andrew
PERSON
Wales
LOCATION
Michael Cohen
PERSON
Federal Reserve
ORGANIZATIONUBS Securities LLC
ORGANIZATION
Internal Revenue Service
ORGANIZATION
United Kingdom
LOCATION
John F. Kennedy
PERSON
Fannie Mae
ORGANIZATION