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held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
Citizenship United States Gender Female Date of Birth 12/25/1961 Marital Status Single Client Contact Information Residential Address 139A Charles St Apt 233 City, State, Zip Code Boston, MA 02114.3252 Mobile (917) 520 • 3106 -1M E-mail Address Employment Information Employment Status Empl
at UBS None More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
ine Maxwell Citizenship Gender Date of Birth Marital Status United States Female Single Client Contact Information Residential Address 139A Charles St Apt 233 Boston, MA 02114-3252 City, State, Zip Code Mobile E-mail Address Employment Information Employment Status Occupation Occupation Ind
s, and we understand that we succeed only if you succeed. Sincerely, Scott Stackman I Lyle Casriel UBS Financial Services Inc. is a subsidiary of UBS AG Package ID. 0268296267 • 1 CONFIDENTIAL SDNY_GM_00009984 EFTA01597647 Intentionally Left Blank Package ID. 0268296267 • 1 CONFIDENTIAL SDNY_
ine Maxwell Citizenship Gender United States Female Date of Birth Marital Status Single Client Contact Information Residential Address 139A Charles St Apt 233 Boston, MA 02114-32S City, State, Zip Code Mobile E-mail Address Employment Information Employment Status Occupation Occupation Indus
at UBS None More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
Citizenship Gender United States Female Date of Birth 12/25/1961 Marital Status Single Client Contact Information Residential Address 139A Charles St Apt 233 Boston, MA 02114-3252 (917) 520 - 3106 S City, State, Zip Code Mobile E-mail Address Employment Information Employment Status Occup
Entities connected to both UBS AG and Charles St

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LOCATION
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PERSONUBS Financial Services Inc.
ORGANIZATION
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Samantha Power
PERSONUBS Bank
ORGANIZATIONUBS Bank USA
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Eric Holder
PERSONMeese
PERSONthe Securities and Exchange Commission
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European Parliament
ORGANIZATIONthe Southern District
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the Internal Revenue Service
ORGANIZATIONthe State of New York
LOCATIONUBS Group AG
ORGANIZATIONScott Borgerson
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Dallas
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