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ger selection and ongoing monitoring process • Collaborative partnership within UBS Wealth Management Americas • Collaborative partnership within UBS AG. These services are available from and provided by UBS Global Asset Management U.S. and UBS Securities LLC, respectively ' As of June 30, 2014 1837
tive partnership within UBS Wealth Management Americas • Collaborative partnership within UBS AG. These services are available from and provided by UBS Global Asset Management U.S. and UBS Securities LLC, respectively ' As of June 30, 2014 1837-MAXWELL (SUBS Private and confidential 4 CONFIDENTIAL UBSTERRAMAR00001172
mpany on June 25, 1996. It is a wholly owned subsidiary of UBS Americas Inc., a Delaware corporation, which in turn is a wholly owned subsidiary of UBS AG a Swiss stock corporation. Fund Advisor became a registered investment adviser on July 10, 1998. As of November 28, 2014, UBS AG has a new Group Ho
ated advisor. • UBS Financial Services Inc. - UBS Agrivest LLC - UBS Alternative and Quantitative Investments LLC - UBS Fund Advisor, LLC - UBS Global Asset Management (Americas) Inc. - UBS Global Asset Management (UK) Ltd. - UBS O'Connor LLC - UBS Realty Investors LLC - UBS Swiss Financial Advicerc AG ITEM
mpany on June 25, 1996. It is a wholly owned subsidiary of UBS Americas Inc., a Delaware corporation, which in turn is a wholly owned subsidiary of UBS AG a Swiss stock corporation. Fund Advisor became a registered investment adviser on July 10, 1998. As of November 28, 2014, UBS AG has a new Group Ho
ated advisor. • UBS Financial Services Inc. - UBS Agrivest LLC - UBS Alternative and Quantitative Investments LLC - UBS Fund Advisor, LLC - UBS Global Asset Management (Americas) Inc. - UBS Global Asset Management (UK) Ltd. - UBS O'Connor LLC - UBS Realty Investors LLC - UBS Swiss Financial Advicerc AG ITEM
Entities connected to both UBS AG and UBS Global Asset Management

Ghislaine Maxwell
PERSON
United States
LOCATIONCayman
LOCATION
Alan Dershowitz
PERSON
Prince Andrew
PERSON
Prince Charles
PERSON
Virginia Giuffre
PERSONUBS Bank USA
ORGANIZATION
Bermuda
LOCATIONErnst & Young
ORGANIZATION
the Cayman Islands
LOCATION
Department of Justice
ORGANIZATIONthe Securities and Exchange Commission
ORGANIZATION
Federal Reserve
ORGANIZATION
Fannie Mae
ORGANIZATION
FDIC
ORGANIZATIONUBS Securities LLC
ORGANIZATION
United Kingdom
LOCATION
Geneva
LOCATIONErnst & Young LLP
ORGANIZATION