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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
12, 2012 Brought By. FSA, FINMA, CFTC Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (Dal), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark
4.3140 • Cam and money balances may include avaiable cash balances, UBS Clank USA deposit account, UBS FDC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual find sweep balances. See the important mkumadon about ow statement on the last tw
n and assunn te. sew riSgs ant tot bra kr de pea from the statemint den, unlit ninny. Aceirsy sdortnuni yed re not susamend • Aunts net held by UK Financial Services. Caftan assets re noe held by ta I en and not nits Me Finn ~few" a cwerol dhow assets se **bp:4 on yter Pawns( for mon atoria puBoses day. Bastia
athargo and pecan metal caliaolst ncludeo knees antral ad GrA.M4t7 OVAIMcomrans. and • Depose accounts Brno <talkies of depose) at CBS Bark LISA. UBS AG U S bayed and bras n to KIK Ivied Daman Proarn The SIPC protectors and MexppknamaI pronto" do net apply to these nett Men if they craws< appear o
he sear and ssunn dw inns nrrIld~s Aril be bad kr Aen from te stal~ date or untilmalady. Aeons, ortnuni ye.] re not assisted • Mitte net held by UK Financial Services. Cats assets re rot held by the F ne arid not with the fne's ~ea Cr mad These assets se depbyed on yew naturras for Somas:ad papaws sly Patens a
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
12, 2012 Brought By: FSA, FINMA, CFTC Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark
Entities connected to both UBS AG and UK Financial Services

Ghislaine Maxwell
PERSON
United States
LOCATIONRussell 3000
ORGANIZATION
Vicky Ward
PERSON
Joi Ito
PERSONDoug Band
PERSON
George W. Bush
PERSONUPS AG
ORGANIZATION
Marc Rich
PERSON
U.S. Senate
ORGANIZATION
Alan Dershowitz
PERSON
Conan
PERSON
Jane Fonda
PERSON
Department of Justice
ORGANIZATION
Kofi Annan
PERSONOBS AG
ORGANIZATION
Woody Allen
PERSONthe Securities and Exchange Commission
ORGANIZATIONMinna
LOCATION
Federal Reserve
ORGANIZATION