5
Shared Docs
5
Same-Page
5 / 5
Mentions
vested' (typically occurs on the 1" business day of the month following your application submission) UBS Financial Services Inc. Is • subsidiary of UBS AG. Invrctnr Application Form •••,• 7.7.iu..•••• ••••• ••••▪ •• Aso •••••••.• IPIM••• Am••••••••••. •••••• ••••• ff.I.M.•••••=• Figure C ••
inancial Advisor has prepared for you. If necessary, make changes to the pre-filled information as needed. (See Figure C) 4. Once you have reviewed the Investor Application (and modified if necessary), ensure all required sections, indicated by a blue text box with bold blue highlight, are complete. 5. Provide your e-s
the LLC Agreement). The Administrator is a direct, wholly owned subsidiary of UBS Americas, which, in turn, is a direct, wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"). Prospective investors should not construe the contents of this Memorandum as legal, investment, tax or other
bligated to agree to be bound by all of the terms of the LLC Agreement. Each potential investor also will be obligated to represent and warrant in the Investor Application, among other things, that such investor is purchasing an Interest for its own account, and not with a view to the distribution, assignment, transfe
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"), a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the
STOR USE ONLY Notwithstanding anything to the contrary provided in any offering document relating to the AlphaKeys Fund (including this Memorandum, the Investor Application and the AlphaKeys Fund Agreement), each Investor or prospective Investor (and each employee, representative, or other agent of the Investor or pros
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the U.S
vant thereto. Notwithstanding anything to the contrary provided in any offering document relating to the AlphaKeys Fund (including this Memorandum, the Investor Application and the AlphaKeys Fund Agreement), each Investor or prospective Investor (and each employee, representative, or other agent of the Investor or pros
he Administrator is an indirect, wholly owned subsidiary of UBS Americas, Inc. (the "UBS Americas") which, in turn, is a wholly owned subsidiary of UBS AG (together with its affiliates, "UK") a Swiss bank. UBSFS, a wholly owned subsidiary of UBS Americas, is registered as a broker-dealer under the U.S
vant thereto. Notwithstanding anything to the contrary provided in any offering document relating to the AlphaKeys Fund (including this Memorandum, the Investor Application and the AlphaKeys Fund Agreement), each Investor or prospective Investor (and each employee, representative, or other agent of the Investor or pros
Entities connected to both UBS AG and the Investor Application

Ghislaine Maxwell
PERSON
United States
LOCATION
U.S. Treasury
ORGANIZATIONUBS Financial Services Inc.
ORGANIZATIONCayman
LOCATION
New York
LOCATION
Federal Reserve
ORGANIZATION
FDIC
ORGANIZATION
Philadelphia
LOCATION
the Internal Revenue Service
ORGANIZATIONErnst & Young LLP
ORGANIZATION
Millennium
ORGANIZATIONUBS Fund
ORGANIZATION
Paul Volcker
PERSONAlphaKeys
ORGANIZATIONUBS Fund Advisor
ORGANIZATIONAdministrative Services
ORGANIZATIONthe New York Stock Exchange
ORGANIZATIONthe District of Columbia
LOCATIONClasses of Interests
ORGANIZATION