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Document Mentions (3 shared documents)
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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
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Mutual Connections (126)
Entities connected to both UBS AG and Fiscal Period
Ghislaine Maxwell
PERSON165 w/ UBS·2 w/ Fiscal
United States
LOCATION78 w/ UBS·4 w/ Fiscal
Cayman
LOCATION48 w/ UBS·4 w/ Fiscal
Marc Rich
PERSON44 w/ UBS·3 w/ Fiscal
Samantha Power
PERSON34 w/ UBS·4 w/ Fiscal
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ Fiscal
Department of Justice
ORGANIZATION21 w/ UBS·3 w/ Fiscal
New York
LOCATION19 w/ UBS·4 w/ Fiscal
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·3 w/ Fiscal
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ Fiscal
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ Fiscal
Internal Revenue Service
ORGANIZATION13 w/ UBS·3 w/ Fiscal
Fannie Mae
ORGANIZATION11 w/ UBS·3 w/ Fiscal
the State of New York
LOCATION11 w/ UBS·2 w/ Fiscal
Lehman
ORGANIZATION10 w/ UBS·3 w/ Fiscal
UBS Fund
ORGANIZATION9 w/ UBS·3 w/ Fiscal
Ernst & Young LLP
ORGANIZATION8 w/ UBS·3 w/ Fiscal
Millennium
ORGANIZATION8 w/ UBS·3 w/ Fiscal
UBS Fund Advisor
ORGANIZATION8 w/ UBS·3 w/ Fiscal
Cease & Desist
ORGANIZATION7 w/ UBS·3 w/ Fiscal