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Document Mentions (3 shared documents)
2 mentions1 same-page
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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
n's capacity as a member of the Fund. Millennium Fund means Millennium USA LP, a Delaware limited partnership. Millennium Investment Manager means Millennium Management LLC, a Delaware limited liability company. Negative Basis means, with respect to any Member and as of any time of calculation, the amount by which the
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Mutual Connections (130)
Entities connected to both UBS AG and Millennium Management LLC
Ghislaine Maxwell
PERSON165 w/ UBS·4 w/ Millennium
United States
LOCATION78 w/ UBS·6 w/ Millennium
UBS Financial Services Inc.
ORGANIZATION55 w/ UBS·3 w/ Millennium
Cayman
LOCATION48 w/ UBS·4 w/ Millennium
Marc Rich
PERSON44 w/ UBS·4 w/ Millennium
Samantha Power
PERSON34 w/ UBS·3 w/ Millennium
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ Millennium
Department of Justice
ORGANIZATION21 w/ UBS·3 w/ Millennium
New York
LOCATION19 w/ UBS·4 w/ Millennium
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·3 w/ Millennium
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ Millennium
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ Millennium
Internal Revenue Service
ORGANIZATION13 w/ UBS·3 w/ Millennium
Millennium
ORGANIZATION8 w/ UBS·7 w/ Millennium
Fannie Mae
ORGANIZATION11 w/ UBS·3 w/ Millennium
the State of New York
LOCATION11 w/ UBS·2 w/ Millennium
Lehman
ORGANIZATION10 w/ UBS·3 w/ Millennium
Millennium USA LP
ORGANIZATION5 w/ UBS·8 w/ Millennium
Ernst & Young LLP
ORGANIZATION8 w/ UBS·4 w/ Millennium
UBS Fund
ORGANIZATION9 w/ UBS·3 w/ Millennium