4
Shared Docs
4
Same-Page
4 / 4
Mentions
0001772 EFTA00237403 O2012 UBS Finanoal Services Inc All Rights Reserved. Member SIPC 110106-2698-001 UBS Finandal SeMud Inc. is a subsidiary of UBS AG. 4$3314§8-MAXWELL CONFIDENTIAL UBSTERRAMAR00001773 EFTA00237404
vestor Application Form. A. Capital Commitment Amount: • Indicate the Capital Commitment applied for (which may be accepted in whole or in part by UBSFA). (Note: Initially, your account will be debited for 5% of the Capital Commitment plus the Placement Fee, if charged, and any additional amounts ca
the LLC Agreement). The Administrator is a direct, wholly owned subsidiary of UBS Americas, which, in turn, is a direct, wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"). Prospective investors should not construe the contents of this Memorandum as legal, investment, tax or other
or to the AlphaKeys Fund. Further, under the LLC Agreement (as defined below), the Members of the AlphaKeys Fund appoint UBS Fund Advisor, L.L.C. ("UBSFA") as Member Designee (as defined in the LLC Agreement). The Administrator is a direct, wholly owned subsidiary of UBS Americas, which, in turn, is a
sury Regulations" shall mean the regulations of the Treasury Department issued pursuant to the Code, as amended from time to time. "UBS" shall mean UBS AG and any of its affiliates. "UBSFA" shall mean UBS Fund Advisor, L.L.C. "UBSFS" shall mean UBS Financial Services Inc. "Unaffiliated Fund Percentag
WHEREAS, the Fund was formed under the Act pursuant to a Certificate of Formation filed with the Secretary of State of the State of Delaware, with UBSFA as the initial Member of the Fund (the "Initial Member")• and WHEREAS, the parties hereto wish to effect the following: (a) the admission of the Me
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
t revoke, in whole or in part, any previous power of attorney entered executed by a Member; provided however that this power of attorney granted to UBSFA in its capacity as Administrator or Member Designee, or to any Qualified Replacement shall terminate upon their resignation or removal in accordance
Entities connected to both UBS AG and UBSFA

Ghislaine Maxwell
PERSON
United States
LOCATION
U.S. Treasury
ORGANIZATION
Joi Ito
PERSON
George W. Bush
PERSONUBS Financial Services Inc.
ORGANIZATION
Samantha Power
PERSON
Eric Holder
PERSON
Federal Reserve
ORGANIZATION
Internal Revenue Service
ORGANIZATIONUBS Fund Advisor
ORGANIZATIONUBS Online Services
ORGANIZATION
Fannie Mae
ORGANIZATIONthe State of New York
LOCATIONUBS Fund
ORGANIZATIONAlphaKeys
ORGANIZATIONErnst & Young LLP
ORGANIZATIONKeogh
ORGANIZATIONUBS Financial Advisor
ORGANIZATION
the U.S. Treasury Department
ORGANIZATION