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Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
t forth in the Certificate of Formation as filed in the office of the Secretary of State pursuant to the Act, and upon the giving of such notice in the Certificate of Formation, the statutory provisions of Section 18-215 of the Act (and the statutory effect under Section 18-215 of setting forth such notice in the certifica
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
t forth in the Certificate of Formation as filed in the office of the Secretary of State pursuant to the Act, and upon the giving of such notice in the Certificate of Formation, the statutory provisions of Section 18-215 of the Act (and the statutory effect under Section 18-215 of setting forth such notice in the certifica
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
t forth in the Certificate of Formation as filed in the office of the Secretary of State pursuant to the Act, and upon the giving of such notice in the Certificate of Formation, the statutory provisions of Section 18-215 of the Act (and the statutory effect under Section 18-215 of setting forth such notice in the certifica
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Mutual Connections (128)
Entities connected to both UBS AG and the Certificate of Formation
Ghislaine Maxwell
PERSON165 w/ UBS·3 w/ the
United States
LOCATION78 w/ UBS·3 w/ the
Cayman
LOCATION48 w/ UBS·3 w/ the
Marc Rich
PERSON44 w/ UBS·4 w/ the
Jeffrey Epstein
PERSON44 w/ UBS·3 w/ the
Samantha Power
PERSON34 w/ UBS·4 w/ the
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION21 w/ UBS·3 w/ the
New York
LOCATION19 w/ UBS·3 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·3 w/ the
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ the
Internal Revenue Service
ORGANIZATION13 w/ UBS·5 w/ the
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ the
Fannie Mae
ORGANIZATION11 w/ UBS·3 w/ the
the State of New York
LOCATION11 w/ UBS·3 w/ the
Lehman
ORGANIZATION10 w/ UBS·3 w/ the
UBS Fund
ORGANIZATION9 w/ UBS·3 w/ the
UBS Fund Advisor
ORGANIZATION8 w/ UBS·3 w/ the
Ernst & Young LLP
ORGANIZATION8 w/ UBS·3 w/ the
Millennium
ORGANIZATION8 w/ UBS·3 w/ the