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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
ager to review any transactions that require approval under the Advisers Act, including Section 206(3) thereunder, or otherwise. Delaware Act means the Delaware Limited Liability Company Act (6 Del.C. § 18-101 et seq.) as in effect on the date hereof and as amended from time to time, or any successor law. ERISA means the Employee Retire
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Mutual Connections (157)
Entities connected to both UBS AG and the Delaware Limited Liability Company Act
Ghislaine Maxwell
PERSON165 w/ UBS·3 w/ the
United States
LOCATION78 w/ UBS·6 w/ the
Cayman
LOCATION48 w/ UBS·5 w/ the
Jeffrey Epstein
PERSON44 w/ UBS·6 w/ the
Marc Rich
PERSON44 w/ UBS·4 w/ the
Samantha Power
PERSON34 w/ UBS·4 w/ the
Alan Dershowitz
PERSON34 w/ UBS·2 w/ the
Morgan Stanley
ORGANIZATION22 w/ UBS·3 w/ the
JPMorgan Chase
ORGANIZATION22 w/ UBS·3 w/ the
Department of Justice
ORGANIZATION21 w/ UBS·4 w/ the
New York
LOCATION19 w/ UBS·6 w/ the
Eric Holder
PERSON20 w/ UBS·2 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·3 w/ the
Internal Revenue Service
ORGANIZATION13 w/ UBS·7 w/ the
Prince Andrew
PERSON18 w/ UBS·2 w/ the
LB
Leon Black
PERSON15 w/ UBS·5 w/ the
Federal Reserve
ORGANIZATION16 w/ UBS·3 w/ the
UBS Securities LLC
ORGANIZATION14 w/ UBS·4 w/ the
United Kingdom
LOCATION12 w/ UBS·3 w/ the
the State of New York
LOCATION11 w/ UBS·3 w/ the