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ASRIEL • Cash and money balances may include available cash balances. 09$ Bank USA deposit account, UBS MC insured Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the Important in formanon about ;our statement on the las
d ocher compmsai ion from mutual funds end astearte ecmparioc whoa weduets we divriade CONFIDENTIAL - We recent Calberdaten from UM Bat USA, UPS AG Stamford Branch and nothalf dieted bat ihouji our cash sweep regent the commotion may be a rot* per a-cani fee of may be a percentage of average day derail balan
104.3140 • Cash and money balances may include avalable cash balances, UBS Bank USA deposit account, MS CDC instead Depose Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual had sweep balances. See the important riskirmadon about jous statement on the las
140 , Cam and money balances may include avaiable cash balances, UBS Bank USA deposit account UBS FDIC instead Deposit Program Bank accounts, U8S AG Stamford Branch deposit account balances and money market mutual bald sweep balances. See the important inkirmahon about Jour statement cn the last two pages of
4.3140 • Cam and money balances may include avaiable cash balances, UBS Clank USA deposit account, UBS FDC instead Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual find sweep balances. See the important mkumadon about ow statement on the last tw
3140 . Cash and money balances may include avalable cash balances, UBS Bank USA deposit account, UBS FpC waved Deposit Program Bank accounts, U8S AG Stamford Branch deposit account balances and money market mutual turd sweep balances. See the Miportantm formadon about told statement on the last two pages of t
CASPIEL cam and money balances may include avaiable cash balances, UBS Bank USA deposit account, UBS flEXC instead Deposit Program Bank accounts. UBS AG Stamford Branch deposit account balances and money market mutual bald sweep balances. See the important nkirmadon about ow statement on the last t
L • Cash and money balances may include avaiable cash balances, UBS Bank USA deposit account, LISS FOC insured Deposit Program Bank accounts, teS AG Stamford Branch deposit account balances and money market mutual find sweep balances, See the important information about you/ statement on the last two pages of
held at UBS More than 80% Affiliations Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
tion" once hinds on deposit reach the "Bank USA Sweep Cap". 'Secondary Sweep Option' in the UBS Bank Sweep Programs refers to deposit accounts at AG Stamford Branch, the Puerto Rita Fund or one of the available Sweep Funds. UBS AG, Stamford Branch ("AG Stamford Branch")is a US branch of UBS AG, a Swiss Bank.
SRIEL I, Cash and money balances may include available cash balances. UBS Bank VSA deposit account. VBS roc instal Deposit Program Bank accounts, UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances See the important information about war statement on the last
issOns and otter compensation frornnaual laids and nsuarce companies what products we darbute. - We einem an area la from ieSS Bark USA arid 1.8$ AG Stamford Branch of up to $25 per account sweeping to the banks under the U35 Bat Sweep Pro9rarn. Activity Information negardng commissar and other charges named
FDIC insurance /copier to deposits at UBS Bank USA and at balks participating in the UBS FDIC insured Deposit Proven. I &es not apply to deposits at UBS AG. stardoms Erarch or bank eeposiits placed through the UBSInteenationS Deposit Account program WC protection apples to money market sweep fund hydro
d other cannroalicri from mutual funds ad instsanee earparier whoa «edam we divreade CONFIDENTIAL - We Wet+. <CncenSMCII from ties link USA, 18$ AG Stamford Branch anotrootatfiltaced bads thour our cash sweep FeCin That compensation may be arna-thy per axpas lee a may be a percentage of aierage day deposit
re suitable for your situation. n R 0 Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. 3 3 SDNY_GM_00
Page: EFTA00016544 →ible Accounts other than Investment Advisory Accounts is deposit accounts at AG Stamford Branch. Investment Advisory Accounts will not sweep to the AG Stamford Branch; instead the Secondary Sweep Option for Investment Advisory Accounts will be an available Sweep Fund. Funds in deposit accounts at AG Stamford Bra
Page: EFTA00016569 →ne None None None None More than 80% Affiliated with securities firms or broker/dealer? No You have indicated that you are not an employee of UBS AG, its subsidiary or affiliates. You have indicated that you are not related to an employee of UBS AG, its subsidiary or affiliates. You have indicat
Page: EFTA00024313 →tion" once funds on deposit reach the "Bank USA Sweep Cap". "Secondary Sweep Option" in the UBS Bank Sweep Programs refers to deposit accounts at AG Stamford Branch, the Puerto Rico Fund or one of the available Sweep Funds. UBS AG, Stamford Branch ("AG Stamford Branch") is a US branch of UBS AG, a Swiss Bank.
Page: EFTA00024334 →Entities connected to both UBS AG and AG Stamford Branch

Ghislaine Maxwell
PERSON
United States
LOCATIONRussell 3000
ORGANIZATION
Condoleezza Rice
PERSON
Stanford University
LOCATION
Vicky Ward
PERSON
U.S. Treasury
ORGANIZATION
Puerto Rico
LOCATIONDoug Band
PERSON
Joi Ito
PERSONWeehawken
LOCATION
George W. Bush
PERSONUPS AG
ORGANIZATIONLOS AG
ORGANIZATIONBank USA
ORGANIZATIONSCOTT STACK
ORGANIZATIONCayman
LOCATIONHarbor Boulevard
LOCATION
Marc Rich
PERSON
NEW YORK NY
LOCATION