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Document Mentions (3 shared documents)
2 mentions1 same-page
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vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (Dal), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
C Entity: UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (DOD, UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
2 mentions1 same-page
Page ?Same page
vides information about certain disciplinary matters relating to the AlphaKeys Funds and the UBS Funds (collectively, the Funds), our parent company UBS AG, UBS Fund Advisor LLC (the Funds' Member Designee, Managing Member or Administrator), UBS Financial Services, Inc. (the Funds' Distributor), as wel
Entity. UBS AG On 19 December 2012, UBS AG entered into settlements with the US Department of Justice (00J), UK Financial Services Authority, and the Commodity Futures Trading Commission (CFTC) in connection with their investigations of manipulation of LIBOR and other benchmark interest rates. The Swiss Financial Market Supervisory A
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Mutual Connections (105)
Entities connected to both UBS AG and the Commodity Futures Trading Commission
Ghislaine Maxwell
PERSON165 w/ UBS·9 w/ the
United States
LOCATION78 w/ UBS·11 w/ the
U.S. Treasury
ORGANIZATION67 w/ UBS·3 w/ the
DB
Doug Band
PERSON59 w/ UBS·2 w/ the
George W. Bush
PERSON54 w/ UBS·4 w/ the
Cayman
LOCATION48 w/ UBS·3 w/ the
Marc Rich
PERSON44 w/ UBS·3 w/ the
Jeffrey Epstein
PERSON44 w/ UBS·2 w/ the
Samantha Power
PERSON34 w/ UBS·8 w/ the
JPMorgan Chase
ORGANIZATION22 w/ UBS·4 w/ the
Department of Justice
ORGANIZATION21 w/ UBS·4 w/ the
PE
Pease
PERSON22 w/ UBS·2 w/ the
New York
LOCATION19 w/ UBS·5 w/ the
Bill Clinton
PERSON21 w/ UBS·2 w/ the
the Securities and Exchange Commission
ORGANIZATION18 w/ UBS·4 w/ the
Federal Reserve
ORGANIZATION16 w/ UBS·6 w/ the
Internal Revenue Service
ORGANIZATION13 w/ UBS·5 w/ the
Donald Trump
PERSON16 w/ UBS·2 w/ the
Markel
ORGANIZATION15 w/ UBS·2 w/ the
UBS Securities LLC
ORGANIZATION14 w/ UBS·3 w/ the