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0001772 EFTA00237403 O2012 UBS Finanoal Services Inc All Rights Reserved. Member SIPC 110106-2698-001 UBS Finandal SeMud Inc. is a subsidiary of UBS AG. 4$3314§8-MAXWELL CONFIDENTIAL UBSTERRAMAR00001773 EFTA00237404
decision on behalf of such entity. is correct and complete as of the date set forth herein (R) To ensure compliance with requirements imposed by the U.S. Treasury Department in Circular 230. the Undersigned is hereby informed that, and acknowledges that () any tax advice contained herein, in the Investor Application
the LLC Agreement). The Administrator is a direct, wholly owned subsidiary of UBS Americas, which, in turn, is a direct, wholly owned subsidiary of UBS AG (together with its affiliates, "UBS"). Prospective investors should not construe the contents of this Memorandum as legal, investment, tax or other
on provisions and the requirements of the Code Reserves ER305378-MA. -11- CONFIDENTIAL UBSTERRAMAR00001792 EFTA00237423 and the regulations of the U.S. Treasury Department promulgated thereunder. Return of The AlphaKeys Fund may require the Members (including any former Members) Distributions to return distribution
t of Corr. Servs., 435 F. App’x 52 (2d Cir, 2011) eceeccesescscsnescescsneecescsnsecescsnseeesesnseeessseseeesesnseeesnseseersnseseeeensess Arndt v. UBS AG, 342 F. Supp. 2d 132 (E.D.N.Y. 2004) .......... Ashcroft v. Iqbal, 129 8. Ct. 1937 (2009) ..eeceecseseceesseeeeeteesteeeeee Aziz v. Alcolac, Inc., 65
Page: HOUSE_OVERSIGHT_023366 →PAGE BREAK --- In re: TERRORIST ATTACKS ON SEPTEMBER 11, 2001., 2012 WL 257568 (2012) See supra p. 56 n.89. The Golden Chain has also been used by the U.S. Treasury Department in designating persons as Specially Designated Global Terrorists. See supra p. 55 n.86. The district court committed further error by failing to cre
Page: HOUSE_OVERSIGHT_023398 →Entities connected to both UBS AG and the U.S. Treasury Department

Ghislaine Maxwell
PERSON
United States
LOCATION
U.S. Treasury
ORGANIZATION
George W. Bush
PERSONDoug Band
PERSONUBS Financial Services Inc.
ORGANIZATIONCayman
LOCATION
Jeffrey Epstein
PERSON
Marc Rich
PERSON
Samantha Power
PERSON
Prince Charles
PERSONMaria Farmer
PERSON
Alan Dershowitz
PERSON
the Office of Foreign Assets Control
ORGANIZATION
Cayman Islands
LOCATIONCourtney Wild
PERSON
Department of Justice
ORGANIZATION
New York
LOCATION
Prince Andrew
PERSON
Bill Clinton
PERSON