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ENT PERIOD 203Q 746FY PAGE UNDISCLOSED 10/01/05 TO 10/31/05 1 OF 20 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE EFTA01592907 FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVEN
ANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM 2F8EE0 TO 746FY0 681 DUKE ENERGY CORP OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 754 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -1,097 CBRL GROUP INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 1,097 CBRL GROUP INC -681 DU
ENT PERIOD 2030 746FY PAGE UNDISCLOSED 07/01/05 TO 07/31/05 2 OF 20 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE FIRST BOSTON CREDIT SUISSE FIRST BOSTON LLC ELEVEN MADISON AVENUE NEW YORK, N
01 07/19 JOURNAL 01 07/19 WIRED 03 07/19 JOURNAL 03 07/19 SOLD 01 07/20 JOURNAL 01 07/20 JOURNAL 03 07/20 JOURNAL QUANTITY DESCRIPTION 7,100 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -17,100 CENTERPOINT ENERGY INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 17,100 CENTERPOINT E
ENT PERIOD 20ST 746FY PAGE UNDISCLOSED 05/01/06 TO 05/31/06 1 OF 26 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-
746FY0 -3,796 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 3,796 ALLERGAN INC OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -485 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 485 CSX CORPORATION DONE AT EDGETRADE.COM INC. 16,300 TJX COMPANIES INC NEW DONE AT DEUTSCHE BNK/
ENT PERIOD 20ST 746FY PAGE UNDISCLOSED 02/01/07 TO 02/28/07 1 OF 12 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK. NY 10010-3629 EFTA01593020
RN FROM 746FY0 TO 2F8EE0 S/D FINANCING 1,000,000 CSX 0.0 10/30/21 -33,838 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 33,838 CSX CORPORATION -1,000,000 CSX 0.0 10/30/21 DONE AT KBC FINANCIAL PRODUCTS 10/30/2021 DONE AT KBC FINANCIAL PRODUCTS S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0
ENT PERIOD 20ST 746FY PAGE UNDISCLOSED 08/01/06 TO 08/31/06 1 OF 13 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-
FSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -775,000 CONSECO INC CVT 144A 03.5000 09/30/2035 OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 -280 CSX CORPORATION OFFSHORE ARRANGING FLIP TO 736FY0 FROM 746FY0 280 CSX CORPORATION DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 FUNDS
ENT PERIOD 20ST 746FY PAGE UNDISCLOSED 10/01/06 TO 10/31/06 1 OF 14 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-
RNAL 03 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 JOURNAL 03 10/18 SOLD 03 10/18 SOLD 03 10/18 SOLD QUANTITY DESCRIPTION -200 CSX CORPORATION DONE AT EDGETRADE.COM INC. FUNDS RECEIVED BY WIRE 746FY0 HIGHBRIDGE CAPITAL MANA S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 S/D FINANCING FROM
ENT PERIOD 20JQ 746FY PAGE UNDISCLOSED 03/01/06 TO 03/31/06 1 OF 14 HIGHBRIDGE CAPITAL MANAGEMENT - FTC FINANCIAL TRUST COMPANY INC - PENDING CHRIS EDELE 9 WEST 57TH STREET, 27TH FLOOR NEW YORK NY 10019 CREDIT SUISSE SECURITIES (USA) LLC ELEVEN MADISON AVENUE NEW YORK, NY 10010-3629 TEL: 212-325-
RANGING FLIP TO 736FY0 FROM 746FY0 -500 AMERICAN FINL GROUP INC DONE AT EDGETRADE.COM INC. 700 RPM INCORPORATED DONE AT EDGETRADE.COM INC. -200 CSX CORPORATION EFTA01593394 DONE AT EDGETRADE.COM INC. S/D FINANCING RETURN FROM 746FY0 TO 2F8EE0 56.62740 23,653.91 11,324.38 41.42770 18.05660 20,710.4
Entities connected to both Christopher Steele and CSX CORPORATION

Ghislaine Maxwell
PERSON
Julie K. Brown
PERSON
NEW YORK NY
LOCATION
Samantha Power
PERSONCREDIT SUISSE SECURITIES (USA) LLC
ORGANIZATIONCS Sec USA LLC
ORGANIZATIONFIRST BOSTON LLC
ORGANIZATIONCENTERPOINT ENERGY INC
ORGANIZATIONCBRL GROUP INC
ORGANIZATIONIndependent Third Party
ORGANIZATIONthis Independent Research
ORGANIZATION
Morgan Stanley
ORGANIZATIONMASCO CORP
ORGANIZATION
Nintendo
ORGANIZATIONAMERICAN FINL GROUP INC
ORGANIZATIONStandard & Poor's
ORGANIZATION
AMGEN
ORGANIZATIONSUPERVALU INC
ORGANIZATIONHCC INSURANCE HOLDINGS INC
ORGANIZATIONCMS ENERGY CORP
ORGANIZATION