the Securities and Exchange Commission
ORGANIZATIONCapital Contribution or Capital Account
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
ny other information about the business or financial condition of the Fund, about any other Member or former Member, induding information about the Capital Contribution or Capital Account balance of a Member, or about the affairs of the Fund. No act of the Fund, the Manager, or any other Person that results in a Member being furnishe
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
y other information about the business or financial condition of the Fund, about any other Member or former Member, including information about the Capital Contribution or Capital Account balance of a Member, or about the affairs of the Fund. No act of the Fund, the Manager, or any other Person that results in a Member being furnishe
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
y other information about the business or financial condition of the Fund, about any other Member or former Member, including information about the Capital Contribution or Capital Account balance of a Member, or about the affairs of the Fund. No act of the Fund, the Manager, or any other Person that results in a Member being furnishe
Entities connected to both the Securities and Exchange Commission and Capital Contribution or Capital Account

United States
LOCATION
Department of Justice
ORGANIZATION
Samantha Power
PERSON
Ghislaine Maxwell
PERSON
New York
LOCATION
Marc Rich
PERSON
JPMorgan Chase
ORGANIZATION
Federal Reserve
ORGANIZATIONthe State of New York
LOCATION
New York State
LOCATION
UBS AG
ORGANIZATION
Internal Revenue Service
ORGANIZATION
New Hampshire
LOCATION
Wilmington
LOCATION
Fannie Mae
ORGANIZATION
Mohammed bin Salman
PERSONUBS Securities LLC
ORGANIZATIONUBS Fund
ORGANIZATIONLehman
ORGANIZATIONthe U.S. Department of Labor
ORGANIZATION