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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
ailure to comply with these requests by the Monetary Authority may result in substantial fines on the part of the General Partner and may result in the Monetary Authority's applying to the court to have the Master Partnership wound up. The Monetary Authority may take certain actions if it is satisfied that a regulated
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Mutual Connections (126)
Entities connected to both the Securities and Exchange Commission and the Monetary Authority's
United States
LOCATION154 w/ the·3 w/ the
Department of Justice
ORGANIZATION88 w/ the·3 w/ the
Samantha Power
PERSON87 w/ the·3 w/ the
Ghislaine Maxwell
PERSON57 w/ the·2 w/ the
New York
LOCATION48 w/ the·3 w/ the
Marc Rich
PERSON45 w/ the·3 w/ the
JPMorgan Chase
ORGANIZATION44 w/ the·3 w/ the
Federal Reserve
ORGANIZATION40 w/ the·3 w/ the
the State of New York
LOCATION31 w/ the·2 w/ the
New York State
LOCATION24 w/ the·3 w/ the
UBS AG
ORGANIZATION18 w/ the·3 w/ the
Internal Revenue Service
ORGANIZATION15 w/ the·3 w/ the
New Hampshire
LOCATION13 w/ the·3 w/ the
Wilmington
LOCATION12 w/ the·3 w/ the
Fannie Mae
ORGANIZATION10 w/ the·3 w/ the
Mohammed bin Salman
PERSON10 w/ the·3 w/ the
UBS Securities LLC
ORGANIZATION9 w/ the·3 w/ the
UBS Fund
ORGANIZATION8 w/ the·3 w/ the
Lehman
ORGANIZATION8 w/ the·3 w/ the
the U.S. Department of Labor
ORGANIZATION8 w/ the·3 w/ the