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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
provide the Fund with reduced fee arrangements or an interest in the asset-based and performance-based compensation generated from other sources by the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
provide the Fund with reduced fee arrangements or an interest in the asset-based and performance-based compensation generated from other sources by the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
provide the Fund with reduced fee arrangements or an interest in the asset-based and performance-based compensation generated from other sources by the applicable Portfolio Managers. Millennium may negotiate any other appropriate return-enhancing or other arrangements in its sole discretion. Strategy Development There are no
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Mutual Connections (126)
Entities connected to both the Securities and Exchange Commission and the applicable Portfolio Managers
United States
LOCATION154 w/ the·3 w/ the
Department of Justice
ORGANIZATION88 w/ the·3 w/ the
Samantha Power
PERSON87 w/ the·3 w/ the
Ghislaine Maxwell
PERSON57 w/ the·2 w/ the
New York
LOCATION48 w/ the·3 w/ the
Marc Rich
PERSON45 w/ the·3 w/ the
JPMorgan Chase
ORGANIZATION44 w/ the·3 w/ the
Federal Reserve
ORGANIZATION40 w/ the·3 w/ the
the State of New York
LOCATION31 w/ the·2 w/ the
New York State
LOCATION24 w/ the·3 w/ the
UBS AG
ORGANIZATION18 w/ the·3 w/ the
Internal Revenue Service
ORGANIZATION15 w/ the·3 w/ the
New Hampshire
LOCATION13 w/ the·3 w/ the
Wilmington
LOCATION12 w/ the·3 w/ the
Fannie Mae
ORGANIZATION10 w/ the·3 w/ the
Mohammed bin Salman
PERSON10 w/ the·3 w/ the
UBS Securities LLC
ORGANIZATION9 w/ the·3 w/ the
UBS Fund
ORGANIZATION8 w/ the·3 w/ the
Lehman
ORGANIZATION8 w/ the·3 w/ the
the U.S. Department of Labor
ORGANIZATION8 w/ the·3 w/ the