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lity company interests (the "Class B Interests") in the AlphaKeys Fund. The Class B Interests have not been recommended, approved or disapproved by the U.S. Securities and Exchange Commission (the "SEC") or by the securities regulatory authority of any state or of any other jurisdiction, nor has the SEC or any such securities regulatory
AL UBSTERRAMAR00003867 EFTA00239199 FOR EXISTING INVESTOR USE ONLY The Administrator may be removed as the Manager of the AlphaKeys Fund and/or the Administrative Services Agreement may be terminated upon the vote of at least a majority-in-interest of Investors who are not affiliates of the Administrator ("Unaffiliated Investo
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
2 mentions1 same-page
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
Sponsored
2 mentions1 same-page
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
meeting is to be called shall be provided to the Manager. In the case of a meeting called by the Soliciting Members for the purpose of terminating the Administrative Services Agreement or removing the Administrator pursuant to the Administrative Services Agreement, such written proposal shall also set forth the name, qualification
Sponsored
Mutual Connections (133)
Entities connected to both the Securities and Exchange Commission and the Administrative Services Agreement
United States
LOCATION154 w/ the·5 w/ the
Department of Justice
ORGANIZATION88 w/ the·3 w/ the
Samantha Power
PERSON87 w/ the·3 w/ the
Ghislaine Maxwell
PERSON57 w/ the·3 w/ the
New York
LOCATION48 w/ the·4 w/ the
Marc Rich
PERSON45 w/ the·3 w/ the
JPMorgan Chase
ORGANIZATION44 w/ the·3 w/ the
Federal Reserve
ORGANIZATION40 w/ the·4 w/ the
U.S. Treasury
ORGANIZATION35 w/ the·2 w/ the
the State of New York
LOCATION31 w/ the·2 w/ the
New York State
LOCATION24 w/ the·3 w/ the
UBS AG
ORGANIZATION18 w/ the·5 w/ the
Internal Revenue Service
ORGANIZATION15 w/ the·3 w/ the
Wilmington
LOCATION12 w/ the·4 w/ the
New Hampshire
LOCATION13 w/ the·3 w/ the
Joi Ito
PERSON13 w/ the·2 w/ the
Fannie Mae
ORGANIZATION10 w/ the·4 w/ the
Mohammed bin Salman
PERSON10 w/ the·3 w/ the
Cayman
LOCATION8 w/ the·4 w/ the
UBS Fund
ORGANIZATION8 w/ the·4 w/ the