Back to Network
3
Shared Docs
3
Same-Page
3 / 3
Mentions
Document Mentions (3 shared documents)
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
e have a broker- dealer entity registered under the Exchange Act or another similarly regulated entity. Cayman Islands Mutual Funds Law Pursuant to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are required to be registered with, and
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
nds Law Pursuant to recent amendments to the Mutual Funds Law (as amended) of the Cayman Islands (the "Law"), certain "master funds" (as defined in the Mutual Funds Law) are to be registered with, and regulated by, the Cayman Islands Monetary Authority (the "Monetary Authority"). The Master Partnership has submitt
Sponsored
Mutual Connections (164)
Entities connected to both the Securities and Exchange Commission and the Mutual Funds Law
George W. Bush
PERSON213 w/ the·2 w/ the
United States
LOCATION154 w/ the·6 w/ the
Department of Justice
ORGANIZATION88 w/ the·3 w/ the
Samantha Power
PERSON87 w/ the·3 w/ the
Wilbur Ross
PERSON67 w/ the·3 w/ the
Ghislaine Maxwell
PERSON57 w/ the·4 w/ the
New York
LOCATION48 w/ the·6 w/ the
the Internal Revenue Service
ORGANIZATION50 w/ the·2 w/ the
Marc Rich
PERSON45 w/ the·4 w/ the
JPMorgan Chase
ORGANIZATION44 w/ the·5 w/ the
Federal Reserve
ORGANIZATION40 w/ the·3 w/ the
United Kingdom
LOCATION35 w/ the·3 w/ the
U.S. Treasury
ORGANIZATION35 w/ the·3 w/ the
the State of New York
LOCATION31 w/ the·4 w/ the
New York State
LOCATION24 w/ the·6 w/ the
Malaysia
LOCATION20 w/ the·2 w/ the
UBS AG
ORGANIZATION18 w/ the·3 w/ the
Internal Revenue Service
ORGANIZATION15 w/ the·3 w/ the
Reliance
ORGANIZATION13 w/ the·4 w/ the
Mohammed bin Salman
PERSON10 w/ the·6 w/ the