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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
security then declines or, if it has contracted to sell the security to another party, the Fund could be liable for any losses incurred. Small or Medium-Sized Companies Investing in the securities of small or medium-sized companies can involve greater risk and the possibility of greater portfolio price volatility than is t
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
security then declines or, if it has contracted to sell the security to another party, the Fund could be liable for any losses incurred. Small or Medium-Sized Companies Investing in the securities of small or medium-sized companies can involve greater risk and the possibility of greater portfolio price volatility than is t
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
security then declines or, if it has contracted to sell the security to another party, the Fund could be liable for any losses incurred. Small or Medium-Sized Companies Investing in the securities of small or medium-sized companies can involve greater risk and the possibility of greater portfolio price volatility than is t
Sponsored
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
security then declines or, if it has contracted to sell the security to another party, the Fund could be liable for any losses incurred. Small or Medium-Sized Companies Investing in the securities of small or medium-sized companies can involve greater risk and the possibility of greater portfolio price volatility than is t
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
security then declines or, if it has contracted to sell the security to another party, the Fund could be liable for any losses incurred. Small or Medium-Sized Companies Investing in the securities of small or medium-sized companies can involve greater risk and the possibility of greater portfolio price volatility than is t
Sponsored
Mutual Connections (66)
Entities connected to both the Securities and Exchange Commission and Medium-Sized Companies Investing
Credit Suisse
ORGANIZATION76 w/ the·5 w/ Medium-Sized
Virginia Giuffre
PERSON54 w/ the·5 w/ Medium-Sized
New York
LOCATION48 w/ the·5 w/ Medium-Sized
iCapital
ORGANIZATION27 w/ the·5 w/ Medium-Sized
Gen II
ORGANIZATION27 w/ the·5 w/ Medium-Sized
North America
LOCATION18 w/ the·5 w/ Medium-Sized
Fidelity
ORGANIZATION15 w/ the·5 w/ Medium-Sized
Reliance
ORGANIZATION13 w/ the·5 w/ Medium-Sized
Stanton
PERSON9 w/ the·5 w/ Medium-Sized
the University of Virginia
ORGANIZATION6 w/ the·5 w/ Medium-Sized
BlackRock
ORGANIZATION6 w/ the·5 w/ Medium-Sized
UBS Financial Services Inc
ORGANIZATION6 w/ the·5 w/ Medium-Sized
the Investment Committee
ORGANIZATION6 w/ the·5 w/ Medium-Sized
Emerging Markets
ORGANIZATION5 w/ the·5 w/ Medium-Sized
Michael Shannon
PERSON5 w/ the·5 w/ Medium-Sized
Trinity College
ORGANIZATION5 w/ the·5 w/ Medium-Sized
Invesco
ORGANIZATION5 w/ the·5 w/ Medium-Sized
EA
Eileen Alexanderson
PERSON5 w/ the·5 w/ Medium-Sized
National Financial Services
ORGANIZATION5 w/ the·5 w/ Medium-Sized
Hollywood Blvd
LOCATION5 w/ the·5 w/ Medium-Sized