3
Shared Docs
3
Same-Page
3 / 3
Mentions
al Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose b
GLDUS130 Aspen Grove Capital. LLC iCapital Advisors, LLC Form ADV Part 2A Generally, the value of such instruments depends upon price movements in the underlying assets as we
reliance upon the exemptions from registration provided in the Securities Act and/or Regulation D promulgated thereunder, and similar regulations of the Securities and Exchange Commission (the "SEC") applicable to transactions not involving a public offering. Each investor will be required in the Subscription Agreement pursuant to wh
GLDUS130 Aspen Grove Capital, LLC to predict whether, or to what extent, any changes in the Code or interpretations thereof will occur. Prospective Limited Partners should note
private equity funds are typically private investments, they do not face the same oversight and scrutiny from financial regulatory entities such as the Securities and Exchange Commission ("SEC') and are not subject to the same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) inclu
GLDUS130 Aspen Grove Capital. LLC Additional Disclosures Regarding Certain Risk Factors The risks associated with investing in a private equity fund generally include: • Limit
Entities connected to both the Securities and Exchange Commission and GLDUS130 Aspen Grove Capital

United States
LOCATION
Samantha Power
PERSON
Prince Charles
PERSON
Credit Suisse
ORGANIZATION
Deutsche Bank
ORGANIZATIONAccess Fund
ORGANIZATION
New York
LOCATIONiCapital
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONGlendower
LOCATION
United Kingdom
LOCATION
Michael Douglas
PERSONthe Private Access Funds
ORGANIZATION
North America
LOCATIONGlendower Capital
ORGANIZATION
Department of Labor
ORGANIZATION
Middle East
LOCATION
Fidelity
ORGANIZATION
Stanton
PERSON
European Union
ORGANIZATION