3
Shared Docs
3
Same-Page
3 / 3
Mentions
al Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker-dealer registered with the Securities and Exchange Commission ("SEC"). and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose b
GLIDUS144 Glenn Warren iCapital Advisors, LLC Form ADV Part 2A Generally, the value of such instruments depends upon price movements in the underlying assets as well as
reliance upon the exemptions from registration provided in the Securities Act and/or Regulation D promulgated thereunder, and similar regulations of the Securities and Exchange Commission (the "SEC") applicable to transactions not involving a public offering. Each investor will be required in the Subscription Agreement pursuant to wh
GLOUS144 Glenn Warren to predict whether, or to what extent, any changes in the Code or interpretations thereof will occur. Prospective Limited Partners should note that
The Manager expects that the U.S. Adviser will be a registered investment adviser under the Advisers Act; how ever. under applicable guidance from the Securities and Exchange Commission (the 'SEC"), only certain provisions of the Advisers Act will apply to the Manager's and the U.S. Adviser's relationship with the Fund since the Fun
GL0USI 44 Glenn Warren Section 9: Certain Legal. ERISA and Tax Considerations Glendower Capital Secondary Opportunities Fund IV, LP Securities Exchange Act of 1934 In c
Entities connected to both the Securities and Exchange Commission and Glenn Warren

United States
LOCATION
Puerto Rico
LOCATION
J. Robert Oppenheimer
PERSON
Samantha Power
PERSON
Prince Charles
PERSON
Credit Suisse
ORGANIZATION
Deutsche Bank
ORGANIZATIONGlendower
LOCATIONAccess Fund
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONiCapital
ORGANIZATION
United Kingdom
LOCATION
U.S. Treasury
ORGANIZATION
Eric Holder
PERSONGlendower Capital
ORGANIZATION
Michael Douglas
PERSONRaymond James'
PERSON
Cyprus
LOCATION
Norway
LOCATIONthe Private Access Funds
ORGANIZATION