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lity company interests (the "Class B Interests") in the AlphaKeys Fund. The Class B Interests have not been recommended, approved or disapproved by the U.S. Securities and Exchange Commission (the "SEC") or by the securities regulatory authority of any state or of any other jurisdiction, nor has the SEC or any such securities regulatory
284 FOR EXISTING INVESTOR USE ONLY fringe benefits, bonuses, fees and performance-based compensation (collectively "Compensation") paid to the Portfolio Managers and other employees of, and consultants to the Master Partnership and its affiliates. Compensation expenses will also generally include management
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
recommendations as to specific securities, and relevant market data, as well as other products and services that provide assistance to Millennium or the Portfolio Managers in the performance of their investment and trading decision-making responsibilities. Brokerage products or services provided to Millennium may incl
2 mentions1 same-page
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
recommendations as to specific securities, and relevant market data, as well as other products and services that provide assistance to Millennium or the Portfolio Managers in the performance of their investment and trading decision-making responsibilities. Brokerage products or services provided to Millennium may incl
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Mutual Connections (147)
Entities connected to both the Securities and Exchange Commission and the Portfolio Managers
United States
LOCATION154 w/ the·5 w/ the
Department of Justice
ORGANIZATION88 w/ the·2 w/ the
Samantha Power
PERSON87 w/ the·3 w/ the
Ghislaine Maxwell
PERSON57 w/ the·4 w/ the
New York
LOCATION48 w/ the·6 w/ the
the Internal Revenue Service
ORGANIZATION50 w/ the·4 w/ the
Marc Rich
PERSON45 w/ the·2 w/ the
JPMorgan Chase
ORGANIZATION44 w/ the·2 w/ the
Federal Reserve
ORGANIZATION40 w/ the·4 w/ the
U.S. Treasury
ORGANIZATION35 w/ the·3 w/ the
FDIC
ORGANIZATION31 w/ the·2 w/ the
the State of New York
LOCATION31 w/ the·2 w/ the
New York State
LOCATION24 w/ the·2 w/ the
the District of Columbia
LOCATION23 w/ the·3 w/ the
Philadelphia
LOCATION23 w/ the·2 w/ the
UBS AG
ORGANIZATION18 w/ the·5 w/ the
Internal Revenue Service
ORGANIZATION15 w/ the·2 w/ the
Wilmington
LOCATION12 w/ the·3 w/ the
New Hampshire
LOCATION13 w/ the·2 w/ the
Cayman
LOCATION8 w/ the·5 w/ the