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private equity funds are typically private investments, they do not face the same oversight and scrutiny from financial regulatory entities such as the Securities and Exchange Commission ("SEC') and are not subject to the same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) inclu
ions when private equity fund managers took on too much risk in their portfolio and lost a substantial amount of their investors' money. iCapital. STRICTUr. CONFIDENTIAL 4 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0039442 SDNY_GM_00185626 EFTA01354844
private equity funds are typically private investments, they do not face the same oversight and scrutiny from financial regulatory entities such as the Securities and Exchange Commission ("SEC') and are not subject to the same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) inclu
ions when private equity fund managers took on too much risk in their portfolio and lost a substantial amount of their investors' money. iCapital. STRICTUr. CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0039883 SDNY_GM_00186067 EFTA01355090
private equity funds are typically private investments, they do not face the same oversight and scrutiny from financial regulatory entities such as the Securities and Exchange Commission ("SEC') and are not subject to the same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) inclu
ions when private equity fund managers took on too much risk in their portfolio and lost a substantial amount of their investors' money. iCapital. STRICTUr. CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0095607 SDNY_GM_00241791 EFTA01390933
private equity funds are typically private investments, they do not face the same oversight and scrutiny from financial regulatory entities such as the Securities and Exchange Commission ("SEC') and are not subject to the same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) inclu
ions when private equity fund managers took on too much risk in their portfolio and lost a substantial amount of their investors' money. iCapital. STRICTUr. CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0099038 SDNY_GM_00245222 EFTA01393468
private equity funds are typically private investments, they do not face the same oversight and scrutiny from financial regulatory entities such as the Securities and Exchange Commission ("SEC') and are not subject to the same regulatory requirements as regulated investment companies, (i.e., open-end or closed-end mutual funds) inclu
ions when private equity fund managers took on too much risk in their portfolio and lost a substantial amount of their investors' money. iCapital. STRICTUr. CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0099903 SDNY_GM_00246087 EFTA01393985
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