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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
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2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
s, which was acquired by Thomson Financial in 2001. He received a B.S. degree in finance and marketing from Cornell University, and is a member of PREA and NCREIF. He holds FINRA licenses Series 7 and 63 as well as an FSA license. Disciplinary Information Mr. Vene has not been the subject of any material le
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Mutual Connections (67)
Entities connected to both the Securities and Exchange Commission and PREA and NCREIF
Credit Suisse
ORGANIZATION76 w/ the·5 w/ PREA
Virginia Giuffre
PERSON54 w/ the·5 w/ PREA
New York
LOCATION48 w/ the·5 w/ PREA
iCapital
ORGANIZATION27 w/ the·18 w/ PREA
Gen II
ORGANIZATION27 w/ the·5 w/ PREA
Stanton
PERSON9 w/ the·18 w/ PREA
North America
LOCATION18 w/ the·5 w/ PREA
Eaton Partners
ORGANIZATION5 w/ the·18 w/ PREA
Fir Tree Partners
ORGANIZATION5 w/ the·18 w/ PREA
DV
Daniel Vene
PERSON5 w/ the·18 w/ PREA
Michael Shannon
PERSON5 w/ the·18 w/ PREA
Fidelity
ORGANIZATION15 w/ the·5 w/ PREA
Reliance
ORGANIZATION13 w/ the·5 w/ PREA
HN
Henry Nicholas
PERSON9 w/ the·2 w/ PREA
the University of Virginia
ORGANIZATION6 w/ the·5 w/ PREA
BlackRock
ORGANIZATION6 w/ the·5 w/ PREA
the Investment Committee
ORGANIZATION6 w/ the·5 w/ PREA
UBS Financial Services Inc
ORGANIZATION6 w/ the·5 w/ PREA
PP
Phil Pool
PERSON5 w/ the·5 w/ PREA
NV
Nicholas Veronis
PERSON5 w/ the·5 w/ PREA