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Document Mentions (5 shared documents)
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
f any material legal or disciplinary events required to be disclosed in this Item. Other Business Activities Ms. Blalock is a Managing Partner at iCapital Network and Principal of iCapital Securities, LLC. In order to minimize any conflicts of interest, she does not receive sales commission. All employees of
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
f any material legal or disciplinary events required to be disclosed in this Item. Other Business Activities Ms. Blalock is a Managing Partner at iCapital Network and Principal of iCapital Securities, LLC. In order to minimize any conflicts of interest, she does not receive sales commission. All employees of
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
f any material legal or disciplinary events required to be disclosed in this Item. Other Business Activities Ms. Blalock is a Managing Partner at iCapital Network and Principal of iCapital Securities, LLC. In order to minimize any conflicts of interest, she does not receive sales commission. All employees of
Sponsored
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
f any material legal or disciplinary events required to be disclosed in this Item. Other Business Activities Ms. Blalock is a Managing Partner at iCapital Network and Principal of iCapital Securities, LLC. In order to minimize any conflicts of interest, she does not receive sales commission. All employees of
2 mentions1 same-page
Page ?Same page
l Network, Inc., the parent company of iCapital, is the sole member of iCapital Securities. iCapital Securities is a broker- dealer registered with the Securities and Exchange Commission ("SEC"), and a member of the Financial Industry Regulatory Authority, Inc. ("FINRA"). iCapital Securities is also registered as a limited purpose
f any material legal or disciplinary events required to be disclosed in this Item. Other Business Activities Ms. Blalock is a Managing Partner at iCapital Network and Principal of iCapital Securities, LLC. In order to minimize any conflicts of interest, she does not receive sales commission. All employees of
Sponsored
Mutual Connections (92)
Entities connected to both the Securities and Exchange Commission and iCapital Network
United States
LOCATION154 w/ the·3 w/ iCapital
Credit Suisse
ORGANIZATION76 w/ the·52 w/ iCapital
Samantha Power
PERSON87 w/ the·3 w/ iCapital
iCapital
ORGANIZATION27 w/ the·55 w/ iCapital
Virginia Giuffre
PERSON54 w/ the·21 w/ iCapital
Stanton
PERSON9 w/ the·52 w/ iCapital
Michael Shannon
PERSON5 w/ the·52 w/ iCapital
Lawrence Krauss
PERSON54 w/ the·3 w/ iCapital
New York
LOCATION48 w/ the·5 w/ iCapital
the State of New York
LOCATION31 w/ the·18 w/ iCapital
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·3 w/ iCapital
United Kingdom
LOCATION35 w/ the·3 w/ iCapital
U.S. Treasury
ORGANIZATION35 w/ the·3 w/ iCapital
North America
LOCATION18 w/ the·18 w/ iCapital
Gen II
ORGANIZATION27 w/ the·5 w/ iCapital
JR
John C. Robertshaw
PERSON5 w/ the·23 w/ iCapital
the University of Virginia
ORGANIZATION6 w/ the·21 w/ iCapital
Kidder, Peabody & Co.
ORGANIZATION5 w/ the·21 w/ iCapital
University of Delaware
ORGANIZATION5 w/ the·18 w/ iCapital
EB
Eileen Duff Blalock
PERSON5 w/ the·18 w/ iCapital