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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
curities in respect thereof and shall reimburse to Buyer the amount of any liability incurred by it as a result of Seller's failure to do so. (b) Where Margin Securities which are equities are transferred by one party to the other, the transferor (the first party) shall promptly pay and account for any transfer or si
2 mentions1 same-page
Page ?Same page
ics acknowledge that they have been advised that: (a) in the case of Transactions in which one of the panics is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act). the Securities Investor Protection Corporation has taken the position
curities in respect thereof and shall reimburse to Buyer the amount of any liability incurred by it as a result of Seller's failure to do so. (b) Where Margin Securities which are equities are transferred by one party to the other, the transferor (the first party) shall promptly pay and account for any transfer or si
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC") under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"), the Securities Investor Protection Corporation has taken the position
curities in respect thereof and shall reimburse to Buyer the amount of any liability incurred by it as a result of Seller's failure to do so. (b) Where Margin Securities which are equities are transferred by one party to the other, the transferor (the first party) shall promptly pay and account for any transfer or s
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Mutual Connections (78)
Entities connected to both the Securities and Exchange Commission and Where Margin Securities
Jeffrey Epstein
PERSON184 w/ the·2 w/ Where
United States
LOCATION154 w/ the·3 w/ Where
Bloomberg L.P.
ORGANIZATION103 w/ the·3 w/ Where
Prince Andrew
PERSON79 w/ the·2 w/ Where
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·3 w/ Where
Frankfurt
LOCATION33 w/ the·3 w/ Where
FDIC
ORGANIZATION31 w/ the·3 w/ Where
Department of Labor
ORGANIZATION18 w/ the·2 w/ Where
Legal Department
ORGANIZATION10 w/ the·3 w/ Where
Securities or Margin Securities
ORGANIZATION5 w/ the·6 w/ Where
FDICIA
ORGANIZATION8 w/ the·3 w/ Where
ACKNOWLEDEMENTS
ORGANIZATION8 w/ the·3 w/ Where
Barclays
ORGANIZATION8 w/ the·3 w/ Where
the International Capital Market Association
ORGANIZATION8 w/ the·2 w/ Where
Euroclear
ORGANIZATION7 w/ the·3 w/ Where
the Bank of England
ORGANIZATION6 w/ the·3 w/ Where
National Credit Union Share Insurance Fund
ORGANIZATION7 w/ the·2 w/ Where
the Federal Deposit Insurance Corporation Improvement Act
ORGANIZATION7 w/ the·2 w/ Where
Party A and Party
ORGANIZATION7 w/ the·2 w/ Where
the DBV Transaction
ORGANIZATION5 w/ the·3 w/ Where