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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
2 mentions1 same-page
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nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
2 mentions1 same-page
Page ?Same page
nd restitution of 4.3 million; States: $70.8 million plus $20 million credited from the SEC settlement 4. Date of Action: Dec. 22, 2008 &ought By: Securities and Exchange Commission (SEC), Massachusetts Securities Division, New York State Attorney General (NYAG) and other members of the North American Securities Administrators A
llocated among and credited to or debited against the Capital Accounts of the Members in accordance with their respective Fund Percentages for such Fiscal Period, except to the extent otherwise provided in this Agreement with respect to items of profit or loss that are to be allocated on a non-pro rata basis
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Mutual Connections (128)
Entities connected to both the Securities and Exchange Commission and Fiscal Period
United States
LOCATION154 w/ the·4 w/ Fiscal
Samantha Power
PERSON87 w/ the·4 w/ Fiscal
Department of Justice
ORGANIZATION88 w/ the·3 w/ Fiscal
Ghislaine Maxwell
PERSON57 w/ the·2 w/ Fiscal
New York
LOCATION48 w/ the·4 w/ Fiscal
Marc Rich
PERSON45 w/ the·3 w/ Fiscal
JPMorgan Chase
ORGANIZATION44 w/ the·3 w/ Fiscal
Federal Reserve
ORGANIZATION40 w/ the·3 w/ Fiscal
the State of New York
LOCATION31 w/ the·2 w/ Fiscal
New York State
LOCATION24 w/ the·3 w/ Fiscal
UBS AG
ORGANIZATION18 w/ the·3 w/ Fiscal
Internal Revenue Service
ORGANIZATION15 w/ the·3 w/ Fiscal
Wilmington
LOCATION12 w/ the·5 w/ Fiscal
New Hampshire
LOCATION13 w/ the·3 w/ Fiscal
Paul Barrett
PERSON11 w/ the·4 w/ Fiscal
Fannie Mae
ORGANIZATION10 w/ the·3 w/ Fiscal
Mohammed bin Salman
PERSON10 w/ the·3 w/ Fiscal
Cayman
LOCATION8 w/ the·4 w/ Fiscal
UBS Securities LLC
ORGANIZATION9 w/ the·3 w/ Fiscal
Cease & Desist
ORGANIZATION8 w/ the·3 w/ Fiscal