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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act'), the Securities Investor Protection Corporation has taken the position
urities which it should have delivered (the "Delivered Securities" and the part of the Equivalent Securities which Buyer has failed to deliver being the "Undelivered Securities") Seller shall not be obliged to accept delivery of the Delivered Securities but instead may elect to terminate that Transaction in accordance with
2 mentions1 same-page
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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
urities which it should have delivered (the "Delivered Securities" and the part of the Equivalent Securities which Buyer has failed to deliver being the "Undelivered Securities") Seller shall not be obliged to accept delivery of the Delivered Securities but instead may elect to terminate that Transaction in accordance with
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC") under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"), the Securities Investor Protection Corporation has taken the position
rities which it should have delivered (the "Delivered Securities" and the part of the Equivalent Securities which Buyer has failed to deliver being the "Undelivered Securities") Seller shall not be obliged to accept delivery of the Delivered Securities but instead may elect to terminate that Transaction in accordance with
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Mutual Connections (85)
Entities connected to both the Securities and Exchange Commission and the "Undelivered Securities
Jeffrey Epstein
PERSON184 w/ the·2 w/ the
United States
LOCATION154 w/ the·3 w/ the
Bloomberg L.P.
ORGANIZATION103 w/ the·3 w/ the
Prince Andrew
PERSON79 w/ the·2 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·3 w/ the
Frankfurt
LOCATION33 w/ the·3 w/ the
FDIC
ORGANIZATION31 w/ the·3 w/ the
Southern Trust Company
ORGANIZATION26 w/ the·2 w/ the
Department of Labor
ORGANIZATION18 w/ the·2 w/ the
Andrew Cuomo
PERSON13 w/ the·2 w/ the
Legal Department
ORGANIZATION10 w/ the·3 w/ the
Barclays
ORGANIZATION8 w/ the·3 w/ the
Transaction Buyer
ORGANIZATION5 w/ the·6 w/ the
FDICIA
ORGANIZATION8 w/ the·3 w/ the
ACKNOWLEDEMENTS
ORGANIZATION8 w/ the·3 w/ the
Euroclear
ORGANIZATION7 w/ the·3 w/ the
the International Capital Market Association
ORGANIZATION8 w/ the·2 w/ the
Party A
ORGANIZATION6 w/ the·3 w/ the
the Bank of England
ORGANIZATION6 w/ the·3 w/ the
National Credit Union Share Insurance Fund
ORGANIZATION7 w/ the·2 w/ the