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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act'), the Securities Investor Protection Corporation has taken the position
ENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001095 EFTA (()148880 EFTA01282737 3.4 (a) The parties may agree to enter into a series of DBV Transactions to be confirmed by a single Confirmation. each such DBV Transaction being for the same Purchase Price and each such DBV Transaction other than the
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) taMMI095 EFTA_00019965 EFTA00169692 3.4 (a) The parties may agree to enter into a series of DBV Transactions to be confirmed by a single Confirmation, each such DBV Transaction being for the same Purchase Price and each such DBV Transaction other than the
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC") under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"), the Securities Investor Protection Corporation has taken the position
same Purchase Price and each such DBV Transaction other than the first commencing on the Repurchase Date of the previous Transaction. Such a series DBV Transactions is in the paragraph referred to as (i) an Open DBV Repo if the Repurchase Date of the last Transaction in the series is not specified in the Conf
Entities connected to both the Securities and Exchange Commission and DBV Transactions

Jeffrey Epstein
PERSON
United States
LOCATION
Bloomberg L.P.
ORGANIZATION
Prince Andrew
PERSONDeutsche Bank Securities Inc.
ORGANIZATION
Frankfurt
LOCATION
FDIC
ORGANIZATIONSouthern Trust Company
ORGANIZATION
Department of Labor
ORGANIZATION
Andrew Cuomo
PERSONLegal Department
ORGANIZATIONFDICIA
ORGANIZATION
Barclays
ORGANIZATIONACKNOWLEDEMENTS
ORGANIZATIONthe International Capital Market Association
ORGANIZATIONEuroclear
ORGANIZATION
the Bank of England
ORGANIZATIONParty A
ORGANIZATIONNational Credit Union Share Insurance Fund
ORGANIZATIONthe Federal Deposit Insurance Corporation Improvement Act
ORGANIZATION