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Document Mentions (5 shared documents)
2 mentions1 same-page
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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act'), the Securities Investor Protection Corporation has taken the position
st the Purchase Price under that Forward Transaction: or (B) to adjust the number of Purchased Securities to be sold by Seller to Buyer under that Forward Transaction. (iv) Where the parties agree to an adjustment under paragraph (iii) above. Buyer or Seller (or both), as shall have been agreed. shall promptly d
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission (-SEC) under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"). the Securities Investor Protection Corporation has taken the position
Forward Repricing Date and the Purchase Date for any Forward Transaction the panics may agree either - (A) to adjust the Purchase Price under that Forward Transaction; or (B) to adjust the number of Purchased Securities to be sold by Seller to Buyer under that Forward Transaction. Where the parties agree to an
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
Forward Repricing Date and the Purchase Date for any Forward Transaction the parties may agree either - (A) to adjust the Purchase Price under that Forward Transaction; or (B) to adjust the number of Purchased Securities to be sold by Seller to Buyer under that Forward Transaction. (iv) Where the parties agree
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2 mentions1 same-page
Page ?Same page
ics acknowledge that they have been advised that: (a) in the case of Transactions in which one of the panics is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act). the Securities Investor Protection Corporation has taken the position
st the Purchase Price under that Forward Transaction: or (B) to adjust the number of Purchased Securities to be sold by Seller to Buyer under that Forward Transaction. (iv) Where the parties agree to an adjustment under paragraph (iii) above. Buyer or Seller (or both), as shall have been agreed. shall promptly d
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC") under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"), the Securities Investor Protection Corporation has taken the position
Forward Repricing Date and the Purchase Date for any Forward Transaction the parties may agree either — (A) to adjust the Purchase Price under that Forward Transaction; or EFTA01471842 (B) to adjust the number of Purchased Securities to be sold by Seller to Buyer under that Forward Transaction. (iv) Where the
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Mutual Connections (95)
Entities connected to both the Securities and Exchange Commission and Forward Transaction
Jeffrey Epstein
PERSON184 w/ the·4 w/ Forward
United States
LOCATION154 w/ the·5 w/ Forward
Bloomberg L.P.
ORGANIZATION103 w/ the·5 w/ Forward
Prince Andrew
PERSON79 w/ the·4 w/ Forward
Deutsche Bank
ORGANIZATION65 w/ the·2 w/ Forward
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·5 w/ Forward
Frankfurt
LOCATION33 w/ the·5 w/ Forward
FDIC
ORGANIZATION31 w/ the·5 w/ Forward
Southern Trust Company
ORGANIZATION26 w/ the·2 w/ Forward
Department of Labor
ORGANIZATION18 w/ the·3 w/ Forward
Legal Department
ORGANIZATION10 w/ the·5 w/ Forward
Andrew Cuomo
PERSON13 w/ the·2 w/ Forward
FDICIA
ORGANIZATION8 w/ the·5 w/ Forward
ACKNOWLEDEMENTS
ORGANIZATION8 w/ the·5 w/ Forward
Barclays
ORGANIZATION8 w/ the·5 w/ Forward
the International Capital Market Association
ORGANIZATION8 w/ the·4 w/ Forward
Party A
ORGANIZATION6 w/ the·6 w/ Forward
National Credit Union Share Insurance Fund
ORGANIZATION7 w/ the·4 w/ Forward
the Bank of England
ORGANIZATION6 w/ the·5 w/ Forward
Party A and Party
ORGANIZATION7 w/ the·4 w/ Forward