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the Securities and Exchange Commission
ORGANIZATIONthe International Capital Market Association
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Document Mentions (8 shared documents)
2 mentions1 same-page
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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act'), the Securities Investor Protection Corporation has taken the position
ement (November 2000 version) promulgated .by the Securities Industry and Financial Markets Association (formerly. The Bond Market Association) and the International Capital Market Association (formerly, the International Securities Market Association) (or any other respective successor organisation) and shall be construed accordingly. (
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission (-SEC) under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"). the Securities Investor Protection Corporation has taken the position
eement (November 2000 version) promulgated by the Securities Industry and Financial Markets Association (formerly, The Bond Market Association) and the International Capital Market Association (formerly. the International Securities Market Association) (or any other respective successor organisation) and shall be construed accordingly. (
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
ement (November 2000 version) promulgated .by the Securities Industry and Financial Markets Association (formerly. The Bond Market Association) and the International Capital Market Association (formerly. the International Securities Market Association) (or any other respective successor organisation) and shall be construed accordingly. (
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2 mentions1 same-page
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ics acknowledge that they have been advised that: (a) in the case of Transactions in which one of the panics is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act). the Securities Investor Protection Corporation has taken the position
eement (November 2000 version) promulgated by the Securities Industry and Financial Markets Association (formerly. The Bond Market Association) and the International Capital Market Association (formerly. the International Securities Markel Association) (or any other respective successor organisation) and shall be construed accordingly. I
2 mentions1 same-page
Page ?Same page
a non-U.S. bank (any such bank, branch, or agency office, a "U.S. banking organization"), a U.S. entity that is registered as a broker-dealer with the U.S. Securities and Exchange Commission ("broker- dealer), or a U.S. entity that is registered as a futures commission merchant with the Commodity Futures Trading Commission ("FCM'). A sin
y the International Swaps and Derivatives Association, Inc.. the Association for Financial Markets in Europe. the Futures Industry Association. Inc. the International Capital Market Association. the International Securities Lending_Association and SIFMA Neither the International Swaps and Derivatives Association. Inc., the Assorration for F
2 mentions1 same-page
Page ?Same page
a non-U.S. bank (any such bank, branch, or agency office, a "U.S. banking organization"), a U.S. entity that is registered as a broker-dealer with the U.S. Securities and Exchange Commission ("broker- dealer), or a U.S. entity that is registered as a futures commission merchant with the Commodity Futures Trading Commission ("FCM'). A sin
y the International Swaps and Derivatives Association, Inc.. the Association for Financial Markets in Europe. the Futures Industry Association. Inc. the International Capital Market Association. the International Securities Lending_Association and SIFMA Neither the International Swaps and Derivatives Association. Inc., the Assorration for F
Sponsored
2 mentions1 same-page
Page ?Same page
a non-U.S. bank (any such bank, branch, or agency office, a "U.S. banking organization"), a U.S. entity that is registered as a broker-dealer with the U.S. Securities and Exchange Commission ("broker- dealer), or a U.S. entity that is registered as a futures commission merchant with the Commodity Futures Trading Commission ("FCM'). A sin
y the International Swaps and Derivatives Association, Inc.. the Association for Financial Markets in Europe. the Futures Industry Association. Inc. the International Capital Market Association. the International Securities Lending_Association and SIFMA Neither the International Swaps and Derivatives Association. Inc., the Assorration for F
2 mentions1 same-page
Page ?Same page
a non-U.S. bank (any such bank, branch, or agency office, a "U.S. banking organization"), a U.S. entity that is registered as a broker-dealer with the U.S. Securities and Exchange Commission ("broker- dealer), or a U.S. entity that is registered as a futures commission merchant with the Commodity Futures Trading Commission ("FCM'). A sin
y the International Swaps and Derivatives Association, Inc.. the Association for Financial Markets in Europe. the Futures Industry Association. Inc. the International Capital Market Association. the International Securities Lending_Association and SIFMA Neither the International Swaps and Derivatives Association. Inc., the Assorration for F
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Mutual Connections (100)
Entities connected to both the Securities and Exchange Commission and the International Capital Market Association
Jeffrey Epstein
PERSON184 w/ the·4 w/ the
United States
LOCATION154 w/ the·4 w/ the
Bloomberg L.P.
ORGANIZATION103 w/ the·4 w/ the
Prince Andrew
PERSON79 w/ the·4 w/ the
Deutsche Bank
ORGANIZATION65 w/ the·2 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·4 w/ the
Frankfurt
LOCATION33 w/ the·4 w/ the
FDIC
ORGANIZATION31 w/ the·4 w/ the
Southern Trust Company
ORGANIZATION26 w/ the·2 w/ the
Department of Labor
ORGANIZATION18 w/ the·3 w/ the
Joi Ito
PERSON13 w/ the·3 w/ the
Andrew Cuomo
PERSON13 w/ the·2 w/ the
Legal Department
ORGANIZATION10 w/ the·4 w/ the
the International Securities Lending_Association and
ORGANIZATION4 w/ the·9 w/ the
Barclays
ORGANIZATION8 w/ the·4 w/ the
ACKNOWLEDEMENTS
ORGANIZATION8 w/ the·4 w/ the
FDICIA
ORGANIZATION8 w/ the·4 w/ the
National Credit Union Share Insurance Fund
ORGANIZATION7 w/ the·4 w/ the
the Federal Deposit Insurance Corporation Improvement Act
ORGANIZATION7 w/ the·4 w/ the
Party A and Party
ORGANIZATION7 w/ the·4 w/ the