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2 mentions1 same-page
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es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act'), the Securities Investor Protection Corporation has taken the position
in Securities. If the other party agrees to the request. the exchange shall be effected, subject to paragraph 6(d), by the simultaneous transfer of the Equivalent Margin Securities and new Margin Securities concerned. Where either or both of such transfers is or are effected through a settlement system in circumstances which u
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission (-SEC) under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"). the Securities Investor Protection Corporation has taken the position
in Securities. If the other party agrees to the request, the exchange shall be effected, subject to paragraph 6(d). by the simultaneous transfer of the Equivalent Margin Securities and new Margin Securities concerned. Where either or both of such transfers is or are effected through a settlement system in circumstances which u
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Acf'). the Securities Investor Protection Corporation has taken the position
in Securities. If the other party agrees to the request. the exchange shall be effected, subject to paragraph 6(d), by the simultaneous transfer of the Equivalent Margin Securities and new Margin Securities concerned. Where either or both of such transfers is or are effected through a settlement system in circumstances which u
Sponsored
2 mentions1 same-page
Page ?Same page
ics acknowledge that they have been advised that: (a) in the case of Transactions in which one of the panics is a broker or dealer registered with the Securities and Exchange Commission ("SEC') under Section 15 of the Securities Exchange Act of 1934 ("1934 Act). the Securities Investor Protection Corporation has taken the position
in Securities. if the other party agrees to the request, the exchange shall be effected, subject to paragraph 6(d), by the simultaneous transfer of the Equivalent Margin Securities and new Margin Securities concerned. Where either or both of such transfers is or are effected through a settlement system in circumstances which u
2 mentions1 same-page
Page ?Same page
es acknowledge that they have been advised that: (a) in the case of Transactions in which one of the parties is a broker or dealer registered with the Securities and Exchange Commission ("SEC") under Section 15 of the Securities Exchange Act of 1934 ("1934 Act"), the Securities Investor Protection Corporation has taken the position
in Securities. If the other party agrees to the request, the exchange shall be effected, subject to paragraph 6(d), by the simultaneous transfer of the Equivalent Margin Securities and new Margin Securities concerned. Where either or both of such transfers is or are effected through a settlement system in circumstances which u
Sponsored
Mutual Connections (96)
Entities connected to both the Securities and Exchange Commission and the Equivalent Margin Securities
Jeffrey Epstein
PERSON184 w/ the·4 w/ the
United States
LOCATION154 w/ the·5 w/ the
Bloomberg L.P.
ORGANIZATION103 w/ the·5 w/ the
Prince Andrew
PERSON79 w/ the·4 w/ the
Deutsche Bank
ORGANIZATION65 w/ the·2 w/ the
Ghislaine Maxwell
PERSON57 w/ the·3 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·5 w/ the
Frankfurt
LOCATION33 w/ the·5 w/ the
FDIC
ORGANIZATION31 w/ the·5 w/ the
Southern Trust Company
ORGANIZATION26 w/ the·2 w/ the
Department of Labor
ORGANIZATION18 w/ the·3 w/ the
Legal Department
ORGANIZATION10 w/ the·5 w/ the
Andrew Cuomo
PERSON13 w/ the·2 w/ the
FDICIA
ORGANIZATION8 w/ the·5 w/ the
ACKNOWLEDEMENTS
ORGANIZATION8 w/ the·5 w/ the
the Equivalent Securities and New Purchased Securities
ORGANIZATION4 w/ the·9 w/ the
Barclays
ORGANIZATION8 w/ the·5 w/ the
the International Capital Market Association
ORGANIZATION8 w/ the·4 w/ the
the Bank of England
ORGANIZATION6 w/ the·5 w/ the
the Federal Deposit Insurance Corporation Improvement Act
ORGANIZATION7 w/ the·4 w/ the