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Document Mentions (6 shared documents)
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
Sponsored
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
d, in the case of bearer debt prospectuses. Forms ADV by email, facsimile, to deliver Materials to EFTA01465389 obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often ill
that certain offerings (pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
2 mentions1 same-page
Page ?Same page
of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (1) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange; (2) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illi
that certain offerings {pursuant to Regulation S of the U.S. Securities Act of 1933 and, in the case of bearer debt obligations, in compliance with the U.S. Tax Equity and Fiscal Responsibility Act of 1982) are only available for purchase outside the United States. Any documents for such offerings must be read by
Sponsored
Mutual Connections (37)
Entities connected to both the Securities and Exchange Commission and the U.S. Tax Equity
Jeffrey Epstein
PERSON184 w/ the·3 w/ the
United States
LOCATION154 w/ the·14 w/ the
Deutsche Bank
ORGANIZATION65 w/ the·11 w/ the
the Internal Revenue Service
ORGANIZATION50 w/ the·4 w/ the
Deutsche Bank Securities Inc.
ORGANIZATION40 w/ the·9 w/ the
Federal Reserve
ORGANIZATION40 w/ the·6 w/ the
Securities Investor Protection Corporation
ORGANIZATION39 w/ the·6 w/ the
Pershing
LOCATION34 w/ the·6 w/ the
the State of New York
LOCATION31 w/ the·6 w/ the
FDIC
ORGANIZATION31 w/ the·5 w/ the
the District of Columbia
LOCATION23 w/ the·12 w/ the
Deutsche Bank Trust Company Americas
ORGANIZATION10 w/ the·15 w/ the
Department of Labor
ORGANIZATION18 w/ the·6 w/ the
Pershing LLC
ORGANIZATION18 w/ the·6 w/ the
Adobe Reader
ORGANIZATION6 w/ the·17 w/ the
Foreign Securities which Client
ORGANIZATION16 w/ the·6 w/ the
the Office Supervisor
ORGANIZATION6 w/ the·14 w/ the
Customer Inquiries/Customer Complaints
ORGANIZATION12 w/ the·6 w/ the
the Margin Account
ORGANIZATION11 w/ the·6 w/ the
Foreign Securities
ORGANIZATION11 w/ the·4 w/ the