8
Shared Docs
8
Same-Page
8 / 8
Mentions
s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, In most cases. not registered with the Securities and Exchange Commission er listed on any U.S. securities exchange. ft)) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illi
rvice providers (es set forth horeiol end DBSI Affiliates such credit•related and business conduct information and any other confidentialinformation DEISI, Deutsche Bank AG and such Affibetels) may have about Clint and Client's Account, in accordance with DI3S1's Privacy Policy and Applicable Law. DBSI
s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiq
uciary certain information In connection with the services that DBSI provides to a plan, to assist the fiduciary In evaluating the reasonableness of DEISI's services and related compensation. The disclosure Is available online, at http/Mvewpwm.db.comiernericasfeiVerisa_disdosure_pcs.html. By signing be
s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities oxchar.ge. (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illi
rty, or to substitute securities in Client's Account. 8. Restricted Seothitiee. fl ed will not buy, sell or pledge any Restricted Securities without DEISI's prior written approval. Prior to placing any order for Restricted Securities subject to Rule 144 or 145 of the Securities Act of 1933. Client mus
s of foreign banks ("Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, In most cases, not registered with the Securities and Exchange Commission er listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets- are often illiq
Agreement shall be determined only before an arbitration panel set up by FINRA in accordance with its arbitration procedures or an exchange of which DEISI is a member in accordance with the rules of that particular regulatory agency then in effect. Client may elect in the first instance whether arbitra
s of foreign banks (-Foreign Securities"), Client acknowledges and understands that: (a) Foreign Securities are, in most cases, not registered with the Securities and Exchange Commission or listed on any U.S. securities exchange, (b) Foreign Securities, particularly those of issuers in the so-called "emerging markets" are often illiq
and all Obligations of each Joint Accountholder to DBSI and its Affiliates or Pershing. With respect to the lien granted to DBSI and its Affiliates, DEISI (or Pershing, at DBSI's instruction) may, at any time and without prior notice, sell, transfer, release, exchange, settle or otherwise dispose of or
ith the 2002 industry-wide governmental and regulatory investigations into research and analysts practices, DBSI reached a settlement agreement with the Securities and Exchange Commission, the National Association of Securities Dealers, the New York Stock Exchange and the New York Attorney General, and with other state regulators aris
in the future) during the term of the Issuer. The investment objectives of such entities may be similar to those of 48 Required Usclosure regarding DEISI: Research-Related Settlement: On August 26. 2004. in connection with the 2002 industry-wide governmental and regulatory investigations into researc
licable federal and state laws and regulations, including but not limited to securities laws and regulations (including the rules and regulations of the Securities and Exchange Commission and the Federal Reserve Board or foreign securities regulator, as applicable), and the rules and regulations of ANRA, or any other self- regulatory
Client. DBSI may recommend securities or strategies this are issued, onderwritten, implemented nr adviseditay.OBSI or one or mere of he affiliates. DEISI may receive compensation, in addition to the compensation Client pays DBSI, in the form of Rule 12b-1 fees, distribution lees, finder's fees, fees
licable federal and state laws and regulations, including but not limited to securities laws and regulations (including the rules and regulations of the Securities and Exchange Commission and the Federal Reserve Board or foreign securities regulator, as applicable), and the rules and regulations of ANRA, or any other self- regulatory
Client. DBSI may recommend securities or strategies this are issued, onderwritten, implemented nr adviseditay.OBSI or one or mere of he affiliates. DEISI may receive compensation, in addition to the compensation Client pays DBSI, in the form of Rule 12b-1 fees, distribution lees, finder's fees, fees
Entities connected to both the Securities and Exchange Commission and DEISI

Jeffrey Epstein
PERSON
United States
LOCATION
Bill Clinton
PERSON
Samantha Power
PERSON
Deutsche Bank
ORGANIZATIONDeutsche Bank Securities Inc.
ORGANIZATIONPershing
LOCATION
Ghislaine Maxwell
PERSON
the Internal Revenue Service
ORGANIZATION
Federal Reserve
ORGANIZATIONSecurities Investor Protection Corporation
ORGANIZATION
New York
LOCATIONthe State of New York
LOCATIONDoug Band
PERSON
FDIC
ORGANIZATIONPershing LLC
ORGANIZATIONSouthern Trust Company
ORGANIZATION
New York State
LOCATION
U.S. Virgin Islands
LOCATION
New York City
LOCATION